Search for: "JPMorgan Securities"
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2 Aug 2012, 2:22 pm
As I understand it, the settlement agreement was welcomed by roughly a dozen Capital One executives who used copies of the agreement to help them renew their employment contracts, securing guaranteed record bonuses for the next three years. [read post]
2 Aug 2012, 2:22 pm
As I understand it, the settlement agreement was welcomed by roughly a dozen Capital One executives who used copies of the agreement to help them renew their employment contracts, securing guaranteed record bonuses for the next three years. [read post]
1 Aug 2012, 5:51 am
Brunner, President and CEO, BNP Paribas Securities Corp. [read post]
31 Jul 2012, 9:00 pm
The US Securities and Exchange Commission is calling for broad reforms to the $3.7 trillion municipal bond market. [read post]
30 Jul 2012, 4:27 pm
The funds come from the $1.4 Global Research Analyst Settlement that was reached with top investment banks, including Citigroup (C), JPMorgan Chase & Co. [read post]
30 Jul 2012, 10:28 am
Its use was – – intended to be under the control of the state attorneys general, who negotiated the settlement with the five banks — Bank of America, Wells Fargo, JPMorgan Chase, Citigroup and Ally. [read post]
26 Jul 2012, 8:51 pm
Gensler Says ‘System Failed‘ PFG Clients; Audit of Suspect FCM's NFA Exams Pending, Bloomberg/BNA, July 18, 2012 Scandal Shakes Trading Firm, The Wall Street Journal, July 11, 2012 Peregrine clients lose patience as trustee seeks money, CNBC, July 25, 2012 More Blog Posts: CFTC Accuses Peregrine Financial Group of Securities Fraud Related to $200M Customer Funds Shortfall, Institutional Investor Securities Blog, July 10, 2012 Bankruptcy Judge Grants MF… [read post]
26 Jul 2012, 7:09 am
And he’s saying all this stuff about how people should put their money in JPMorgan Chase bank because of how conservative they are. [read post]
26 Jul 2012, 7:09 am
And he’s saying all this stuff about how people should put their money in JPMorgan Chase bank because of how conservative they are. [read post]
24 Jul 2012, 11:49 am
JPMorgan Chase & Co., Citigroup Inc., Bank of America, HSBC and Deutsche Bank AG, are all reportedly in the crosshairs. [read post]
20 Jul 2012, 11:05 am
This has been part of the reason behind why "regulators, including the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Manhattan district attorney and officials in New Jersey and Delaware, have opened inquiries into JPMorgan's sales practices" reported the Times. [read post]
18 Jul 2012, 5:57 am
http://bit.ly/PgY9Cj (Howard Sklar) Attorney-Client Privilege Claim Backfires on JPMorgan in FERC Case - http://bit.ly/NFNL26 (Alison Frankel) Audio Search Accuracy Part I: From Here to Utopia - http://bit.ly/LiJjdT (Jeff Schlueter) Court Imposes Sanctions for Discovery Violations, Orders Appointment of Special Master to Investigate – http://bit.ly/ODxV9e (K&L Gates) Days Three and Four of a Predictive Coding Narrative: Where I Find that… [read post]
17 Jul 2012, 1:14 pm
The settlement is only with the following five banks: Bank of America, JPMorgan Chase, Citibank, Wells Fargo, and Ally Financial. [read post]
16 Jul 2012, 7:08 pm
” A slew of securities lawsuits, including class actions and regulator complaints, against some of these banks under investigation, are likely. [read post]
16 Jul 2012, 8:26 am
Morgan Securities, Inc. made this statement in 1998 when Congress assessed the CFTC’s first efforts to regulate the over-the-counter (OTC) derivatives markets. 1 Derivatives, including credit default swaps (CDS)—the instrument that caused JPMorgan Chase’s recent $2 billion (and mounting 2 ) trading loss—remained unfamiliar to the general public and unregulated for the decade that followed. [read post]
CFTC Accuses Peregrine Financial Group of Securities Fraud Related to $200M Customer Funds Shortfall
10 Jul 2012, 2:06 pm
Alleging Fraud, Misappropriation of Customer Funds, Violation of Customer Fund Segregation Laws, and Making False Statements, CFTC, July 10, 2012 Peregrine Financial Allegedly Has $200 Million Shortfall, Bloomberg, July 10, 2012 PFG Scandal Deepens as CFTC Files Claim, Fox Business News/Reuters, July 10, 2012 More Blog Posts: ABA Presses for Self-Funding for SEC and CFTC, Institutional Investor Securities Blog, May 31, 2012 CFTC and SEC May Need to Work Out Key Differences Related… [read post]
10 Jul 2012, 7:48 am
Banks began to suffer losses on their holdings of toxic securities relating to American subprime mortgages. [read post]
5 Jul 2012, 6:06 pm
In the US, our securities fraud attorneys represent institutional and individual investors that wish to recover losses from negligent investment firms, brokers, and investment advisers. [read post]
5 Jul 2012, 6:49 am
” The benefit to JPMorgan is clear. [read post]
2 Jul 2012, 5:26 am
Plaintiff's principal, Gerald Wolkoff, testified that during the time the commercial special permit was in force, he would not have started construction without having secured a 600,000-square-foot tenant. [read post]
