Search for: "Julie Hedges"
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22 Apr 2016, 3:37 am
As noted in this MarketWatch article – and this WSJ article – Senator Warren is once again taking aim at the SEC, saying it has let down investors by allowing Steven Cohen back into the hedge-fund business… FINRA: Proposes Delay for New Debt Research Rule As noted in this MoFo blog, FINRA has proposed delaying further the implementation date of its new debt research rule (Rule 2422) until July 16, 2016. [read post]
25 Mar 2016, 6:00 am
Mirvis, Wachtell, Lipton, Rosen & Katz, on Saturday, March 19, 2016 Tags: Antitakeover, Beneficial owners, Blockholders, Disclosure, Hedge funds, Long-Term Value, Mergers & acquisitions,Ownership, Schedule 13D, SEC, SEC rulemaking, Securities Regulation, Shareholder activism, Short-termism, Takeover defenses, Transparency 2015 Review of BSA/AML and Sanctions Developments Posted by Elizabeth T. [read post]
10 Mar 2016, 10:13 am
He joins Marshall Sprung as Co-Chief of the unit and succeeds Julie Riewe, who left the agency last month.Mr. [read post]
25 Feb 2016, 7:02 am
Lay died from a heart attack on July 5, 2006. [read post]
25 Feb 2016, 7:02 am
Lay died from a heart attack on July 5, 2006. [read post]
22 Feb 2016, 4:36 pm
After attending the PLUS D&O Symposium some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
4 Feb 2016, 1:30 am
The application window closes July 15th. [read post]
14 Jan 2016, 5:10 pm
In particular, there has been a significant increase in the number of hedge funds that are activists. [read post]
11 Jan 2016, 11:12 am
The Securities and Exchange Commission today announced that Julie M. [read post]
8 Jan 2016, 10:02 am
In July 2013, Cohen’s entities, including S.A.C. [read post]
7 Jan 2016, 1:41 pm
On July 14, 2015, the IRS issued Notice 2015-47, which classified certain “basket option contracts” used by hedge funds to avoid or reduce their tax liabilities as “listed” tax shelter. [read post]
7 Jan 2016, 8:58 am
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
2 Jan 2016, 7:58 am
According to sources, the global long / short hedge fund, has faced a flood of investors heading for the exit doors causing the firm to issue IOUs and promises of partial redemptions. [read post]
2 Jan 2016, 7:32 am
Stone Lion’s hedge funds are down about 7% through the end of July. [read post]
30 Dec 2015, 8:34 am
However, VXX is not considered a suitable hedge for specific equity positions or against a down market in general. [read post]
20 Dec 2015, 8:45 pm
After misrepresenting the hedge fund’s performance and financial condition to the fund investors, Shkreli then used more than $11 million from Retrophin to pay off the defrauded hedge fund investors. [read post]
2 Dec 2015, 6:37 am
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
23 Nov 2015, 5:14 pm
” Expected Legal and Fiscal Impacts to Health Care Providers Health care providers should have heeded early industry advice to take out a line of credit as a hedge against revenue disruption. [read post]
5 Nov 2015, 10:55 am
LPSC Approval of Rule for Examination of Natural Gas Hedging Opportunities for Electric Utilities: The LPSC approved a rule to require electric public utilities to evaluate long-term natural gas hedging proposals as part of a pilot program. [read post]
30 Oct 2015, 7:42 am
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
