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2 Dec 2020, 2:45 am by Jack Sharman
Where the matter involves public policy, governmental decisions, tax dollars, and elected officials, that matrix of potential sources for intent and causation is even more complex. [read post]
1 Dec 2020, 7:00 am by Mike Habib, EA
Just so that you are aware, these include things such as 401(K), 403(b) plans, and IRAs. [read post]
1 Dec 2020, 7:00 am by Mike Habib, EA
Just so that you are aware, these include things such as 401(K), 403(b) plans, and IRAs. [read post]
30 Nov 2020, 3:00 am by John Jenkins
To make matters worse, the company shut down over Christmas week every year. [read post]
23 Nov 2020, 2:48 am by Liz Dunshee
John responded: I don’t think there’s ever been a hard and fast rule regarding the date of an individual’s signature on a 10-K or 10-Q filing. [read post]
20 Nov 2020, 9:36 pm by Jeffrey P. Gale, P.A.
” In actuality, E/C’s “intervening trauma” defense is a preexisting condition defense, albeit one without a factual basis, under § 440.09(1)(b), Fla. [read post]
16 Nov 2020, 2:20 pm by Kevin LaCroix
  Liability (including importantly Section 10(b) and Section 20 of the ’34 Act) can arise from material misstatements or omissions in the SPAC’s periodic filings (e.g. 10-Qs, 10-Ks, 8-Ks, etc.). [read post]
15 Nov 2020, 1:18 pm by Kevin LaCroix
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
26 Oct 2020, 2:25 pm by Gregg H. Dooge
Most weeks, a plan sponsor (and frequently, several plan sponsors) is sued for breach of fiduciary duty in connection with the investment choices offered under its 401(k) or 403(b) plans. [read post]
5 Oct 2020, 11:08 am by David Reiss
The 203(k) program allows borrowers to finance repairs and renovations into the mortgage. [read post]
1 Oct 2020, 6:03 am by John Bellinger, Sean Mirski
  This distinction may not matter for Title III itself, which defines “trafficking” to cover both direct and indirect interactions with confiscated property, but it arguably could make the difference between a constitutional injury i [read post]
24 Sep 2020, 3:09 am by Liz Dunshee
adopted amendments on September 11th, which update & expand statistical disclosure requirements and move “Guide 3” requirements into Reg S-K. [read post]