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9 Mar 2016, 6:30 am by Dan Ernst
Thompson Co., Inc., that invalidated segregated Washington restaurants and paved the way to the landmark school desegregation decision in Brown v. [read post]
17 Nov 2016, 4:00 am by Howard Friedman
Murphy Oil USA, Inc., (WD TN, filed 11/10/2016), says that plaintiff's Jehovah's Witness religion does not celebrate Christmas and prohibits its members from wishing others a Merry Christmas. [read post]
28 Jun 2018, 5:32 am
(FINRA National Adjudicatory Council Decision, Complaint No. 2009017440201  / March 15, 2017)https://www.finra.org/sites/default/files/NAC_2009017440201_Ottimo%2C_031517_0.pdfAs set forth in the preamble of the SEC Opinion:Louis Ottimo, a former registered representative with EKN Financial Services Inc. (“EKN”), a former FINRA member firm, seeks review of a FINRA disciplinary action finding that he fraudulently omitted information from his biography in a… [read post]
21 Aug 2022, 12:45 pm
Read today's blog to see how the legal malpractice claims fared.2017 Ameriprise FINRA Arbitration Statement of ClaimIn a FINRA Arbitration Statement of Claim filed in August 2017, FINRA member firm Ameriprise Financial Services, Inc. asserted breach of promissory note and unjust enrichment against associated person Respondent Silverman. [read post]
22 Sep 2014, 8:59 am by WIMS
  Access legislative details for S.2094(c)Waste Information & Management Services, Inc. [read post]
26 Feb 2015, 9:00 am by WIMS
Restoring American Energy Innovation Leadership: Report Card, Challenges, and Opportunities AEIC's Letter to Members of Congress on Restoring American Energy Innovation Leadership(c)Waste Information & Management Services, Inc. [read post]
23 Nov 2015, 2:29 am
Ciriaco, Respondent (AWC  2014042879701, November 20, 2015).In 2008, Ciriaco was first registered with FINRA-member firm Securian Financial Services, Inc., where he remained until... [read post]
12 Nov 2014, 2:34 am
In the Matter of Terence Marable, Respondent (AWC  #20140411667, November 7, 2014).Marable was first registered in 2007, and by May 2011 he had become associated with FINRA member firm Ameriprise Financial Services, Inc., where he remained until his April 29, 2014, termination. [read post]
30 Apr 2014, 10:11 am
From December 1996 until May 2011, he was registered with FINRA member Royal Alliance Associates, Inc. [read post]
31 Jul 2019, 8:58 am by Ron Meuser
Founded in 1977, Law Enforcement Labor Services, Inc. is Minnesota’s largest law enforcement labor union specializing in representing law enforcement personnel. [read post]
9 Oct 2014, 10:14 am by Steven Koprince
SBA OHA’s decision in Size Appeal of Quality Services International, Inc., SBA No. [read post]
25 Jul 2019, 6:14 am by Patricia Salkin
Chabad Lubavitch, an Orthodox Jewish Hasidic movement that the Rabbi was a member of, advertised these services to the public on its website. [read post]
31 Aug 2014, 7:39 pm
Contrary to the petitioners' contention, the Board was entitled to base its decision upon, among other things, its members' personal knowledge and familiarity with the community (see Matter of Russia House at Kings Point, Inc. v Zoning Bd. of Appeals of Vil. of Kings Point, 67 AD3d 1019; Matter of Thirty W. [read post]