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4 Jan 2008, 1:29 pm
Mac Gardner, head of global wealth management Americas at Merrill Lynch and very close friend of former chief executive E. [read post]
Merrill Lynch v. Manning: SCOTUS to Decide Scope of Federal Jurisdiction in Certain Securities Cases
15 Dec 2015, 6:00 am
On December 1, 2015, the Supreme Court heard argument in Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
10 Aug 2010, 12:45 pm
Page Perry’s attorneys are actively involved in representing investors with claims against Merrill Lynch and Bank of America. [read post]
30 Apr 2020, 11:10 am
The Securities and Exchange Commission (“SEC”) announced this month that four investment advisory firms—Merrill Lynch, RBC Capital Markets, Eagle Strategies, and Cozad Asset Management—agreed to pay $4.72 million to settle charges that they recommended and sold mutual share classes to its customers when cheaper shares were available to those investors. [read post]
24 Apr 2009, 2:21 am
The Washington Post reports that former Secretary of Treasury Henry Paulson and Federal Reserve Chair Ben Bernanke forced -- or pressured -- Bank of America to go through with a deal to purchase failing investment bank Merrill Lynch. [read post]
31 Jul 2020, 12:08 pm
According to CNBC, which obtained documents from the FINRA arbitrations, Benson’s claim, currently pending before FINRA, names Merrill Lynch, Kenahan, and another Merrill Lynch advisor Dermod Cavanaugh and alleges damages in excess of $100 million due to churning and unauthorized trading. [read post]
22 Jan 2011, 10:54 am
Under the terms of the settlement, Bank of America, which owns Merrill Lynch, will pay $4.25 million. [read post]
15 Jan 2008, 7:11 am
Merrill Lynch From mid-October 2007 through November 2, 2007, Merrill Lynch lost over $17 billion in shareholder equity after investors learned the tragic consequences of its gamble with CDOs and subprime lending. [read post]
20 May 2008, 2:54 pm
In 2007, investor Ronald Ventura had filed a securities fraud lawsuit against Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Inc., and Blodget. [read post]
9 Dec 2013, 11:58 am
The Second Circuit agreed with the lower court that publicity about Merrill Lynch’s CDOs, related lawsuits and government investigations sufficiently alerted Woori to any claims prior to May 2009. [read post]
29 May 2007, 1:24 am
Usually a sign of indecision, Merrill Lynch announced a new management team, led by co-presidents, according to Registered Rep magazine. [read post]
17 Jan 2008, 11:55 am
Thain, Merrill Lynch’s new chief executive, has ruled out a sale of the firm’s 20 percent stake in Bloomberg L.P. [read post]
3 Aug 2009, 1:23 pm
("Merrill") [...] [read post]
4 Aug 2008, 11:19 pm
The former head of Merrill Lynch’s trading and investment banking business has dropped plans to start his own hedge fund after potential investors dropped out, Bloomberg News reported citing two unnamed sources. [read post]
27 Nov 2007, 4:58 am
Shortly after Merrill Lynch ousted its chairman and chief executive several weeks ago, a report in The Wall Street Journal added to the firm’s troubles by saying it had committed to off-balance-sheet deals with hedge funds to delay the reporting of potential losses. [read post]
29 Oct 2007, 7:26 am
With Merrill Lynch’s chief executive, E. [read post]
19 Mar 2008, 3:35 pm
Does Merrill Lynch’s lawsuit against a unit of the bond insurer Security Capital Assurance presage another series of write-downs at the securities firm? [read post]
17 Jul 2008, 8:22 pm
Merrill Lynch’s second quarter has proven to be a bloodbath. [read post]
18 Dec 2007, 4:27 am
Stanley O’Neal, Merrill Lynch’s new chief executive, John Thain, is reportedly bringing back a senior executive who was axed by the former chieftain, after warning that the firm’s inventory of subprime bonds could implode. [read post]
10 Mar 2009, 4:09 am
Merrill Lynch offered millions in guaranteed bonuses to lure ten Latin American investment bankers away from UBS last spring, giving one, Alexandre Bettamio at least $7 million, The Wall Street Journal reported, citing people familiar with the matter. [read post]
