Search for: "Morgan Stanley, Inc."
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6 Nov 2012, 2:13 pm
Barack Obama University of California $1,092,906 Microsoft Corp $761,343 Google Inc $737,055 US Government $627,628 Harvard University $602,992 Mitt Romney Goldman Sachs $994,139 Bank of America $921,839 Morgan Stanley $827,255 JPMorgan Chase & Co $792,147 Credit Suisse Group $618,941 Sector Totals Barack Obama (D) Agribusiness $1,881,709 Communications/ Electronics $18,885,143 Construction $3,723,263 Defense $985,575 Energy & Natural Resources $2,172,790 Finance,… [read post]
3 Feb 2009, 5:57 am
., Inc., Morgan Stanley, JP Morgan Chase & Co., Bear Stearns & Co., Inc., AIG Financial Products Corp., UBS AG, and Piper Jaffray & Co. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co… [read post]
14 Oct 2017, 12:12 pm
From June 2009 until January 2012 Capin was associated with Morgan Stanley. [read post]
9 Jun 2012, 7:29 pm
” Janus Capital Group Inc. v. [read post]
5 Feb 2008, 11:42 am
“You people created this mess,” he told senior officials of Wall Street’s top firms, including Citigroup Inc., Goldman Sachs Group Inc., Merrill Lynch & Co. and Morgan Stanley. [read post]
15 May 2018, 1:21 pm
Previously, Camarco was employed at LPL Financial LLC from 2004 to 2017, Morgan Stanley DW Inc. from 2000 to 2004, and Merrill Lynch Pierce, Fenner & Smith Incorporated from 1993 to 2000. [read post]
7 Jul 2008, 6:06 pm
Also indicative of current regulatory crises is the Fed's decision to put its banking examiners on-site at Goldman Sachs Group Inc., Lehman Brothers Holdings Inc., Merrill Lynch & Co. , and Morgan Stanley. [read post]
17 Jan 2008, 10:13 am
Goldman Sachs Group Inc., Morgan Stanley, Merrill Lynch & Co., Lehman Brothers Holdings Inc. and Bear Stearns Cos. together doled out $65.6 billion in compensation and benefits last year to their 186,000 employees. [read post]
10 Dec 2014, 4:48 pm
Eight U.S. firms would currently be identified as GSIBs under the proposal: Bank of America Corporation, The Bank of New York Mellon Corporation, Citigroup Inc., The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, and Wells Fargo & Company…The proposal builds on a GSIB capital surcharge framework agreed to by the Basel Committee on Banking Supervision (BCBS), augmented to address risks to U.S. financial… [read post]
3 Jul 2014, 7:10 pm
They are: Bank of America Corporation, Bank of New York Mellon Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, HSBC Holdings plc, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
30 Apr 2010, 10:26 pm
Bank of America’s Merrill Lynch, Morgan Stanley Smith Barney LLC, and other investment banks are reportedly offering leading brokers up to 300% of the revenue they produced in the last 12 months. [read post]
29 Oct 2007, 8:09 am
The authorization granted two of the companies, The Goldman Sachs Group, Inc. and Morgan Stanley, were renewals for these longer terms, while the third, Legg Mason, Inc., received an initial three-year authorization. [read post]
13 Jan 2014, 2:48 pm
Waste Information & Management Services, Inc. [read post]
4 Dec 2020, 1:23 pm
Joseph Stone Capital, LLC Riza Hernandez Lincoln Financial Securities Corporation Wells Fargo Advisors, LLC Donald Padilla National Securities Corporation National Asset Management Jon Sanchez Independent Financial Group LLC Morgan Stanley Joseph Shimko, Jr. [read post]
18 Jan 2007, 12:09 pm
Morgan Stanley & Co. [read post]
26 Jan 2009, 12:47 am
The negotiations then gathered steam again over the past month.Wyeth's advisers on the deal were Morgan Stanley and New York-based Evercore Partners, a boutique advisory firm. [read post]
21 Mar 2012, 10:01 am
Goldman's conflict was known, so El Paso retained a second financial adviser, Morgan Stanley. [read post]
22 May 2007, 1:09 am
Morgan Stanley DW Inc. [read post]
27 Jul 2020, 6:45 pm
Bach & Company Damion Smith Great Gable Wealth Management Morgan Stanley Walter Taylor, Jr. [read post]
