Search for: "Ms Johnson" Results 481 - 500 of 1,210
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
The Securities and Exchange Commission today barred a New York-based attorney from appearing or practicing before it and acting as an officer or director of a public company after finding that he made false and misleading statements in corporate filings. The SEC’s order finds that David Lubin committed fraud while serving as a director and corporate counsel of Entertainment Art, a public company in which Lubin also was a large shareholder.  Lubin negotiated the sale of all of the outstanding stock of Entertainment Art, including both restricted and previously registered shares that were purportedly “free trading,” to an acquaintance interested in purchasing shell companies.  Absent a valid exemption, common ownership of all of the shares of a public company would require the owner to register the shares for resale to the public.  According to the SEC’s order, Lubin fraudulently misrepresented in Entertainment Art’s corporate filings that the purportedly free-trading shares had not been purchased by the acquaintance.  This left the false impression that those shares remained immediately available for public resale.  During the next two years and until he left the company, Lubin drafted and signed SEC filings that continued to lie about the true ownership of the company’s stock. According to the SEC’s order, soon after the company was renamed Biozoom, more than 14 million shares were resold to the public in an illegal unregistered distribution for illicit proceeds of $34 million.  The SEC froze assets from the unregistered sales in 2013. “As the SEC's order notes, Lubin drafted and signed misleading public filings and masked the true ownership and restricted nature of a significant portion of the company’s stock,” said Antonia Chion, Associate Director in the SEC’s Enforcement Division.  “Lubin’s deception led to many of these same shares being illegally resold to the general public by others a few years later.” The U.S. Attorney’s Office for the Southern District of Florida today announced criminal charges aga
19 Jul 2017, 3:11 pm by Mark Astarita
Johnson, Jennie B. [read post]
28 Feb 2016, 5:00 am by Howard Friedman
LEXIS 20971 (D MS, Feb. 22, 2016), a Mississippi federal magistrate judge dismissed a Muslim inmate's complaint that he was not provided halal meals or Taleem study classes.In Blalock v. [read post]
29 Jun 2018, 9:30 pm by Karen Tani
(h/t: Otto Vervaart)If you appreciate nice letterhead, check out "Stationary Empire: Letterhead, crests & ink stamps from across the British Empire, mostly relating to law" (by blogger MS). [read post]
25 Jan 2010, 3:11 am
 A841 Gunther (MS) -- Sets forth procedures to be followed in the event a sex offender fails to mail a signed verification within twenty calendar days of mailing by DCJS Same as S 2604 Last Act: 01/19/10 committed to correctionA2108 Benjamin (MS) -- Requires division of criminal justice services to provide additional information when sex offender is in violation of registration requirements Same as S 2923 Last Act: 01/19/10 committed to correctionA2132 John (MS) --… [read post]
3 Nov 2011, 2:12 pm by Frank O'Donnell, Clean Air Watch
congress=112&session=1&vote=00196Grouped By Vote PositionYEAs ---47 Alexander (R-TN)Ayotte (R-NH)Barrasso (R-WY)Blunt (R-MO)Boozman (R-AR)Brown (R-MA)Burr (R-NC)Chambliss (R-GA)Coats (R-IN)Coburn (R-OK)Cochran (R-MS)Collins (R-ME)Corker (R-TN)Cornyn (R-TX)Crapo (R-ID)DeMint (R-SC) Enzi (R-WY)Graham (R-SC)Grassley (R-IA)Hatch (R-UT)Heller (R-NV)Hoeven (R-ND)Hutchison (R-TX)Inhofe (R-OK)Isakson (R-GA)Johanns (R-NE)Johnson (R-WI)Kirk (R-IL)Kyl (R-AZ)Lee (R-UT)Lugar… [read post]
16 Mar 2009, 2:34 am
 A6510 Scozzafava (MS) -- Relates to limiting plea bargaining for sex offenders No Same asLast Act: 03/06/09 referred to codesA6512 Scozzafava (MS) -- Establishes the Save-NY Child Protection Act; appropriation; repealer No Same asLast Act: 03/06/09 referred to codesA6513 Scozzafava (MS) -- Enacts the "SAVE-NY Violence Against Women Prevention Act" No Same asLast Act: 03/06/09 referred to codesA6571 … [read post]