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19 Jul 2008, 2:48 pm
Auction rate securities, which were sold to many investors as "cash equivalents", are long term bonds which are issued by cities, non-profit organizations, student loan agencies, and closed end mutual funds, whose interest rates reset by auction every 7 to 35 days. [read post]
22 May 2009, 11:38 am
Auction rate securities are debt instruments - usually backed by municipalities, closed in mutual funds or portfolios of student loan debt, which were pooled and packaged as securities for sale to investors - with a long term maturity for which the interest rate is regularly reset through a complex auction process. [read post]
20 Sep 2010, 6:00 am by Keith Paul Bishop
  The Supreme Court will be reviewing a holding by the Fourth Circuit Court of Appeals that found that a mutual fund adviser could be held liable in a private action because it participated in the writing and distribution of fund prospectuses. [read post]
15 Jan 2010, 6:50 am by Anne Rabuck
The standard categories of powers that a principal can give his agent are: 1) Real Estate Transactions - allowing the agent to buy, sell, exchange, rent and lease real estate 2) Financial Institution Transactions - allowing the agent to open, close, continue and control all accounts and deposits in any type of financial institution including banks, trust companies, saving and loan associations, credit unions and brokerage firms 3) Stock and Bond Transactions - allowing the agent to buy and sell all… [read post]
11 Dec 2015, 3:13 pm by Anne Rabuck
A Power of Attorney for Property includes many speficially referenced powers. 1) Real Estate Transactions – allowing the agent to buy, sell, exchange, rent and lease real estate 2) Financial Institution Transactions – allowing the agent to open, close, continue and control all accounts and deposits in any type of financial institution including banks, trust companies, saving and loan associations, credit unions and brokerage firms 3) Stock and Bond Transactions – allowing the… [read post]
30 Jan 2015, 9:52 am by Emma Durand-Wood
Mark also blogged about unexpected capital gains from mutual funds, and President Obama’s plan to close a “trust-fund loophole” that actually benefits many more than the 1%. [read post]
25 Mar 2009, 9:03 am
 Again, you must research your investments thoroughly and if someone is unwilling or unable to provide you with a prospectus relating to a stock or mutual fund or a circular regarding a bond then that person may be seeking to sell you an unregistered security. [read post]
29 Feb 2012, 10:42 am by McNabb Associates, P.C.
On Dec. 12, 2008, Young testified that he did not own any stocks, bonds, or mutual funds. [read post]
22 May 2018, 6:40 am by Nicole G. Berner and Claire Prestel
It is precisely to undermine this power that corporate interests and billionaire-funded extremists rush to pass “right to work” legislation wherever they can and why they have funded an extended battle in the courts to attack unions and divide workers. [read post]
1 Dec 2023, 10:24 am by Hugh D. Berkson
Private Placements Private placements – securities that aren’t traded on a securities exchange like the New York Stock Exchange – pay a much higher commission than you’d see with a stock, bond, or mutual fund that is traded every moment of every day. [read post]
29 Feb 2012, 10:42 am by McNabb Associates, P.C.
On Dec. 12, 2008, Young testified that he did not own any stocks, bonds, or mutual funds. [read post]
7 Jan 2011, 6:13 am by Eric S. Solotoff
If the account really had no value at that time, then the parties made a "mutual mistake". [read post]
4 Oct 2010, 6:31 am by Larry Ribstein
”  See my paper, Federal Misgovernance of Mutual Funds. [read post]
12 Apr 2024, 6:30 am
Wagner (University of Zurich), on Thursday, April 11, 2024 Tags: Asset management, carbon emissions, climate risk, Green energy, Green Investors, Mutual funds AI Governance Appears on Corporate Radar Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, April 11, 2024 Tags: AI, Artificial intelligence, boards, directors, ISS-Corporate, S&P 500 [read post]
12 Apr 2024, 6:30 am
Wagner (University of Zurich), on Thursday, April 11, 2024 Tags: Asset management, carbon emissions, climate risk, Green energy, Green Investors, Mutual funds AI Governance Appears on Corporate Radar Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, April 11, 2024 Tags: AI, Artificial intelligence, boards, directors, ISS-Corporate, S&P 500 [read post]
14 Jan 2020, 5:52 pm
Section 3 analyzes a core instance of that application of that emerging sensibility, the successful effort of China to embed the conception of ‘Mutually Beneficial Cooperation’ within the human rights discourse of the UN. [read post]
6 Apr 2022, 8:38 pm by Stephen Page
In an extraordinary case, a Canadian court has ordered that two sons aged 5 and 7 live with the father and that the mother pay the father $677,610 (A$719,547) in costs. [read post]
6 Apr 2022, 8:38 pm by Stephen Page
In an extraordinary case, a Canadian court has ordered that two sons aged 5 and 7 live with the father and that the mother pay the father $677,610 (A$719,547) in costs. [read post]
19 Nov 2007, 9:23 am
  Gains accumulated in mutual funds and stocks qualify for the lower capital gains tax treatment. [read post]