Search for: "NATIONAL SECURITIES CORPORATION"
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12 Nov 2021, 10:55 am
” The rule barred recipients of subsidies from the federal government from using the funds to buy equipment or services from companies designated “national security risks. [read post]
14 May 2024, 9:05 pm
CFIUS scrutinizes foreign investments that may affect national security, and the board observer approach has helped ensure such investments proceed without compromising U.S. interests, by enabling foreign investors to appoint a board observer. [read post]
1 Apr 2024, 10:00 pm
Unless an exemption applies regarding the security or the transaction, every offer or sale of a security that is not a "covered security" under the National Securities Markets Improvement Act of 1996 is subject to registration requirements under the Blue Sky Law of each state in which the offer or sale is made. [read post]
23 Jul 2015, 6:36 am
Factual Background and SEC Findings CSC entered into a contract with the United Kingdom’s National Health Service (“NHS”) to build and deploy an electronic patient record system. [read post]
5 Oct 2015, 6:55 am
Henrich entered the securities industry in 2011 and became associated with National Securities Corporation (National Securities). [read post]
19 Nov 2010, 12:28 pm
" Now, 25 years later, it's a phrase we even hear on the nightly news and we all know that poor corporate governance practices contribute to frauds and a lack of confidence in the securities markets. [read post]
26 May 2015, 12:09 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
18 May 2019, 6:48 am
Securities and Exchange Commission. [read post]
10 Feb 2013, 10:54 am
The House cybersecurity bill that allows the National Security Agency (NSA) and the military to collect your private internet records is scheduled for an encore appearance on Wednesday. [read post]
23 Oct 2020, 11:00 am
Elizabeth has previously written for In Custodia Legis on Technology & the Law of Corporate Responsibility – The Impact of Blockchain, and the 30th Anniversary of the United Nations Convention on the Rights of the Child. [read post]
11 Apr 2021, 9:05 am
Advisor Marshall Isaacson (Isaacson), formally employed by brokerage firms National Securities Corporation (National Securities) and Newbridge Securities Corporation (Newbridge) has been subject to at least six customer complaints, one regulatory sanction, and three tax liens or judgements during the course of his career. [read post]
20 Jul 2014, 3:00 am
Ralls is an American corporation, but the owners are Chinese nationals. [read post]
30 Jul 2010, 3:14 am
§ 240.10b-5, against corporations whose stock is traded exclusively in foreign exchanges. [read post]
20 Jul 2014, 3:18 pm
He counsels corporations, boards of directors, officers, individual directors, and individual shareholders in a wide range of issues involving corporate governance and interpretation of the Delaware General Corporation Law and federal securities matters. [read post]
19 Nov 2010, 1:13 pm
Securities Regulation and Law Report. [read post]
9 Jun 2022, 6:05 am
As previously reported on Just Security, the Ninth Circuit rejected that argument. [read post]
1 Mar 2019, 7:05 am
Employees may participate in fraudulent activities in order to secure their own financial wellbeing through bribes, bonuses or individual acts of fraud. [read post]
1 Mar 2019, 7:05 am
Employees may participate in fraudulent activities in order to secure their own financial wellbeing through bribes, bonuses or individual acts of fraud. [read post]
19 Dec 2021, 6:55 am
On March 21, 2021, GPAC announced its plans to merge with Redwire, a company providing space infrastructure to the national security, civil, and commercial markets. [read post]
13 Jul 2018, 11:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
