Search for: "NATIONAL SECURITIES CORPORATION" Results 481 - 500 of 13,371
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3 Dec 2023, 4:01 pm by Chris Castle
[This is a step toward global governance for AI (and probably the Internet) through the United Nations. [read post]
3 Dec 2023, 6:18 am by Rob Robinson
Repeatedly recognized as a trusted service provider by prestigious publishers such as Chambers, Gartner, IDC, and The National Law Journal, HaystackID implements innovative cyber discovery services, enterprise solutions, and legal discovery offerings to leading companies across North America and Europe, all while providing best-in-class customer service and prioritizing security, privacy, and integrity. [read post]
3 Dec 2023, 5:00 am by jonathanturley
She previously sought to persuade a court to force the dissolution of the National Rifle Association. [read post]
2 Dec 2023, 2:00 am by Public Employment Law Press
A Shrinking Labor Force Isn’t Entirely Bad News Tight labor markets can be hard on corporations. [read post]
2 Dec 2023, 2:00 am by Public Employment Law Press
A Shrinking Labor Force Isn’t Entirely Bad News Tight labor markets can be hard on corporations. [read post]
1 Dec 2023, 10:53 am by Sophie Luskin
Reports can be made to the Securities & Exchange Commission and Commodity Futures Trading Commission under the Dodd-Frank Act. [read post]
1 Dec 2023, 10:14 am by Robin Happel
Although sustainable investing in the modern era was arguably first popularized by the Equator Principles—and ESG as a term was first coined by the United Nations in the early 2000s—the notion of corporate social responsibility is much older. [read post]
1 Dec 2023, 8:06 am by Silver Law Group
(CRD# 6363) of New York, NY, National Securities Corporation (CRD# 7569) of Westbury, NY, and Gilford Securities Incorporated (CRD# 8076) of Melville, NY. [read post]
29 Nov 2023, 11:06 am by Jillian C. York
Coming from a security background, with a familiarity with intelligence practices, I thought: this wasn’t going to be easy. [read post]
28 Nov 2023, 8:10 pm by Ann Pearson
  How did you go from working as a personal injury paralegal to a privacy and compliance officer for a corporation? [read post]
Under the reportable situations regime, Australian financial services licensees and Australian credit licensees must submit notifications to ASIC about any deemed “significant” breaches of “core obligations” under section 912D of the Corporations Act 2001 (Cth) (Corporations Act) and section 50A of the National Consumer Credit Protection Act 2009 (Cth). [read post]
28 Nov 2023, 2:25 pm by Margot Tierney
Because of the current lack of required disclosures regarding owners and operators of American companies, these shell companies pose a heightened threat to national security and to the U.S. financial system. [read post]
28 Nov 2023, 8:58 am by Jonathan H. Adler
Jarkesy, a broad challenge to the SEC's authority to use agency adjudication as a means of enforcing the nation's securities laws. [read post]
27 Nov 2023, 5:44 am by Unknown
The lawmakers note in their November 15 letter that SAB 121 was issued without any consultation with any of the prudential regulators—the Office of the Comptroller of the Currency (OCC), the Federal Reserve Board of Governors (Fed), the Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA). [read post]
23 Nov 2023, 8:12 am
 Its principal object is to "establish a Member State-led, open-ended ad hoc intergovernmental committee for the purpose of drafting terms of reference for a United Nations framework convention on international tax cooperation" Ibid., ¶ 3). [read post]
Economic Crime and Corporate Transparency Act The Economic Crime and Corporate Transparency Act 2023 (ECCT Act) received Royal Assent on 26 October 2023, bringing with it wide-ranging reforms to tackle economic crime. [read post]