Search for: "National Securities Clearing Corporation"
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23 Apr 2018, 1:20 am
Congress Passes SLUSA to Block Plaintiffs’ State Court Stratagem Prior to the Reform Act, state court litigation of class actions involving nationally traded securities had been rare. [read post]
4 Aug 2022, 5:01 am
The U.S. is the largest cybersecurity services market in the world, yet cybersecurity vendors servicing the DIB have not been leveraged at scale to support U.S. national security. [read post]
1 Feb 2023, 9:01 pm
I’m happy to say that his legacy of combating corporate corruption and promoting integrity in our markets lives on today. [read post]
1 Apr 2015, 1:43 pm
Robertson are Team Co-Leads of the National Whistleblower Team. [read post]
18 Mar 2024, 3:00 am
Page 4 Those 5,000 FTE cover a lot of firms: We oversee approximately 40,000 entities—including more than 13,000 registered funds, more than 15,400 investment advisers, more than 3,400 broker-dealers, 24 national securities exchanges, 103 alternative trading systems, 10 credit rating agencies, 33 self-regulatory organizations, and six active registered clearing agencies, among other external entities. [read post]
13 Apr 2023, 5:15 am
That universe is constituted by a constellation of loosely defined actors that include mercenaries, private security companies (PSCs), and private military and security companies (PMSCs). [read post]
23 Sep 2009, 4:00 am
A fast-growing FBI data-mining system billed as a tool for hunting terrorists is being used in hacker and domestic criminal investigations, and now contains tens of thousands of records from private corporate databases, including car-rental companies, large hotel chains and at least one national department store, declassified documents obtained by Wired.com show. [read post]
3 Jun 2019, 9:14 am
Interest in issues pertaining to national security required desirable. [read post]
15 Sep 2020, 3:03 pm
********************** In my sixth decade of private practice, I describe myself as a corporate and securities lawyer focused on business transactions. [read post]
29 Jul 2022, 5:34 am
Milani Mithal, the head of the FTC’s Bureau of Consumer Practices Division of Financial Practices recently testified as to the FTC’s enforcement efforts to address the financial exploitation of servicemembers before the House Committee on Oversight and Reform, Subcommittee on National Security. [read post]
25 Feb 2011, 1:32 pm
" Anne Stausboll, chief executive officer of the California Public Employees' Retirement System (CalPERS), the nation's largest public pension fund, which provided input on the report said, "As a long-term investor, we need a clear account of the environmental challenges and opportunities facing the companies we choose to invest in. [read post]
17 Mar 2013, 1:28 pm
Second, encouraging national cha [read post]
16 Feb 2017, 3:01 pm
Department of Health and Human Services (HHS) to settle potential violations of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) Privacy and Security Rules sends a clear warning message to all health plans, healthcare providers and health care clearinghouses (Covered Entities) and their business associates that simply adopting HIPAA policies alone is insufficient to avoid getting nailed by OCR under HIPAA; Covered Entities and their business associates also… [read post]
15 Nov 2012, 12:19 am
As discussed here and here, under Section 954 of the Dodd-Frank Act, the national securities exchanges are required to promulgate rules requiring reporting companies to adopt and disclose procedures providing for the recovery of any amount of incentive based compensation paid to any current or former executive that exceeds the amount which would have been paid under an accounting restatement in the three years prior to the date on which the company was required to prepare the… [read post]
8 Sep 2019, 8:17 pm
First it is not clear against whom is the victim protected form retaliation; there are some likely suspects--the state, the harming transnational corporation, or people or institutions under their direction or control. [read post]
19 Dec 2023, 3:15 am
Despite external discourse, it became clear that much of the backlash and negativity is overstated. [read post]
6 Jun 2024, 3:58 am
The evidence of false answers to Congress is overwhelming and Garland’s department has prosecuted Trump associates and others with far less in past cases, including the prosecution of former Trump National Security Adviser Michael Flynn. [read post]
16 Feb 2021, 10:37 am
In 2009, China submitted a note verbal to the United Nations. [read post]
5 Jan 2023, 12:18 pm
This EO specifically identified TikTok as a national security threat. [read post]
4 May 2018, 4:00 am
Both attacks seem to have been executed by nation-states and caused enormous damages to civilian populations, corporations and institutions all over the globe. [read post]
