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SEC Obtains Emergency Relief, Charges Couple Who Operated $18 Million Ponzi scheme
31 Aug 2021, 8:50 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Announces Three Actions Charging Deficient Cybersecurity Procedures
30 Aug 2021, 9:10 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
A Corporate Diversity Benchmark in ESG
29 Aug 2021, 12:49 pm by Stuart Kaplow
For example, the Security and Exchange Commission has available on its website a self assessment tool for assessing the diversity policies and practices of entities regulated by the agency. [read post]
Green Building Law Update - http://www.greenbuildinglawupdate.com/
SEC Issues Whistleblower Awards Totaling $2.6 Million
27 Aug 2021, 11:05 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Requests Information and Comment on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology
27 Aug 2021, 9:35 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Underwriter and Its Former CEO With Misconduct In Muni Bond Tender Offer
26 Aug 2021, 8:05 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Chair Gensler Announces Addition of Barbara Roper to Senior Staff
25 Aug 2021, 12:10 pm by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Former CEO of Technology Company With $80 Million Fraud
25 Aug 2021, 9:08 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Emergency Relief, Charges Investment Adviser and Its Principal with Operating $110 Million Ponzi Scheme
25 Aug 2021, 6:45 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Healthcare Services Company and CFO for Failing to Accurately Report Loss Contingencies as part of Continuing EPS Initiative
24 Aug 2021, 6:15 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Enforcement Chief Counsel Joe Brenner Retires
23 Aug 2021, 2:30 pm by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Deeproot Funds LLC Charged with $58 Million Fraud 
23 Aug 2021, 12:51 pm by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Fee Rate Advisory #1 for Fiscal Year 2022
23 Aug 2021, 12:05 pm by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
How to Report Securities Fraud
23 Aug 2021, 9:09 am by zamansky
Securities and Exchange Commission (SEC). [read post]
Zamansky LLC Blog - http://www.zamansky.com/news-media/
SEC Enhances Access to Financial Disclosure Data
19 Aug 2021, 11:30 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Netflix Insider Trading Ring
18 Aug 2021, 12:20 pm by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Sanjay Wadhwa Named Deputy Director of Enforcement Division
18 Aug 2021, 10:05 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Investment Adviser and Associated Individuals with Causing Violations of Regulation SHO
17 Aug 2021, 10:15 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Biopharmaceutical Company Employee with Insider Trading
17 Aug 2021, 7:20 am by Mark Astarita
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
Securities Law Blog - http://seclaw.blogspot.com/
MJ Capital Funding Accused By SEC Of Operating As Ponzi Scheme, Silver Law Group Investigates
17 Aug 2021, 7:00 am by Silver Law Group
MJ Capital Funding, a business based in Pompano Beach, FL that claimed it used investor money to make merchant cash advance loans, has been accused by the Securities and Exchange Commission (SEC) of operating as a Ponzi scheme. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/