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2 Feb 2023, 5:55 am
A September 2022 New York Times investigation found that eight members of the House Armed Services Committee reported transactions in aerospace or defense stocks, and several members of the Senate Committee on Energy and National Resources hold securities in energy companies. [read post]
29 Oct 2019, 1:50 pm
HistoryLink.org, an online encyclopedia of Washington history, gives us includesnotes about the experience in Seattle and King County.Crowd outside the New York Stock Exchange following the crash of 1929.Library of Congress Item 989471695One of many consequences of the Crash was increased regulation of the securities markets, via the Securities Act of 1933 and the Securities Exchange Act of 1934, which created the Securities and Exchange… [read post]
7 Sep 2008, 10:46 pm
The nolle prosequi orders conclude the Justice Department's probe, began in 2005, against 15 New York Stock Exchange specialists for securities fraud violations. [read post]
29 Jun 2011, 1:47 pm
Two recent articles by a New York Times reporter, Ian Urbina, have caused strong reactions among the industry and those following shale plays in the U.S. [read post]
25 Jul 2010, 5:18 am
“With expensive accounting rules, an increased threat of litigation and hundreds of millions of dollars in fines for some firms, the once prestigious New York Stock Exchange and other American markets have become unattractive to Germany’s biggest companies. [read post]
15 Nov 2007, 5:03 am
Fix-It by revitalizing the embattled New York Stock Exchange. [read post]
18 Mar 2011, 12:23 am
Once the New York Stock Exchange had reopened six days after the September 11th terrorist attacks, the S&P 500 fell by 11.6% over five trading days, but after a further 14 days it had recovered to its pre-disaster level. [read post]
17 Jan 2007, 4:18 am
The regulatory arm of the New York Stock Exchange said Tuesday that it had fined seven specialist firms a combined $2.8 million for trading violations. [read post]
17 Nov 2011, 1:31 pm
Protesters marched from their former home in Zuccotti Park and blocked intersections near the New York Stock Exchange. [read post]
21 May 2004, 8:35 am
Friday's New York Times highlights a pending suit against former NY Stock Exchange chairman Richard Grasso for the return of part of his pay package, the release of Oregon lawyer Brandon Mayfield who was arrested May 6 in connection with the Madrid bombings, Massachussetts governor Mitt Romney's push to invalidate recent same-sex marriages, the Illinois Supreme Court's ruling that the state must [read post]
1 Oct 2007, 5:16 am
After pricing below their expected range Thursday at $16, the shares opened at $17 on the New York Stock Exchange. [read post]
24 Dec 2007, 7:24 am
Monday’s announcement sets the stage for the largest casino operator in the world to delist from the New York Stock Exchange and come under the control [...] [read post]
26 Oct 2006, 6:39 am
A former floor trader on the New York Stock Exchange who is charged with securities fraud would have had to be “insane” to knowingly make illegal trades in an environment where his every move was monitored, his lawyer said Wednesday. [read post]
21 Feb 2007, 8:13 am
In the latest setback for the government’s trading-abuses prosecution at the New York Stock Exchange, a federal judge threw out the criminal conviction last year of a former floor trader found guilty of making improper trades in customers’ accounts. [read post]
7 Jun 2021, 12:31 pm
The Securities and Exchange Commission today charged a New York-based couple with insider trading in the stock of the pharmaceutical company where one of them worked as a clinical trial project manager. [read post]
14 Aug 2014, 6:06 am
The Chinese e-commerce giant is prepared to go public on the New York Stock Exchange this fall, and may give Amazon and EBay a run for the money. [read post]
15 May 2012, 10:01 am
Following up on last week's post, Morgenthau: These Islands Aren’t Just a Shelter From Taxes: New York Times, Tax Evasion vs. [read post]
15 Aug 2005, 12:06 pm
[JURIST] Leading Monday's corporations and securities law brief, the New York Stock Exchange says it has censured and fined Merrill Lynch for what it called "supervisory and operational lapses. [read post]
16 Jan 2007, 12:31 pm
Piotroski and Suraj Srinivasan tackles whether the stringent requirements of the Sarbanes-Oxley Act on U.S. issuers has had an empiracle effect on the cross-listing behavior on U.S. and U.K. stock exchanges. It has long been speculated that the Sarbanes-Oxley Act has displaced business from New York to London, where [...] [read post]
28 Dec 2006, 7:59 am
Yesterday's New York Times business section discusses the change to the way grants of stock options are to be explained. [read post]
