Search for: "OXLEY v. STATE" Results 481 - 500 of 651
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
23 Sep 2014, 6:59 am by Joy Waltemath
The court also denied the employee’s motion for partial summary judgment with respect to the Dodd-Frank Act, which did not apply since she asserted her claims under the False Claims Act (FCA) and not the Sarbanes-Oxley Act (Stirrup v Education Management LLC, September 16, 2014, Pyle, C). [read post]
23 Oct 2013, 7:03 am by Joy Waltemath
But the court was not convinced, noting that “the fact that a person outside the United States may be a `whistleblower’ under Dodd-Frank does not compel the conclusion he is protected by the Anti-Retaliation Provision. [read post]
2 Sep 2022, 6:30 am
FEC, Disclosure, Political spending, State law, Taxation SEC Bulletin on Conflicts of Interest for Broker-Dealers and Investment Advisers Posted by W. [read post]
10 Jan 2011, 4:39 pm by James Hamilton
Article V states that the transfer of personal data is subject to arrangements which provide adequate levels of protection for data subjects in the processing of personal data.The protocol became effective upon signature on January 10, 2011, and is set to expire on July 31, 2013.This post was provided by Mark S. [read post]