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16 Apr 2024, 4:54 am by David Lynn
Companies will also need to comply with Item 408(b) of Regulation S-K, which requires companies to disclose whether they have adopted insider trading policies and procedures governing the purchase, sale and other dispositions of their securities by directors, officers and employees, or the issuer itself, that are reasonably designed to promote compliance with insider trading laws, rules and regulations, and any listing standards applicable to the issuer. [read post]
15 Apr 2024, 10:00 pm by Sherica Celine
Get further insight through the Special Fraud Alerts issued by the Office of the Inspector General of the Department of Health and Human Services. [read post]
15 Apr 2024, 10:00 pm by Sherica Celine
Bank Reporting Requirements under the Bank Secrecy Act and OFAC Sanctions Laws Review the various statutory and regulatory reporting obligations for banks under the Bank Secrecy Act and the reporting and filing requirements mandated by the Office of Foreign Assets Control of the Treasury Department. [read post]
15 Apr 2024, 9:01 pm by renholding
Two federal district courts recently upheld decisions by the Federal Reserve Bank of Kansas City (FRBKC) and the Federal Reserve Bank of San Francisco (FRBSF) to deny master account applications from Custodia Bank (Custodia) and PayServices Bank (PayServices). [read post]
15 Apr 2024, 9:19 am by Stephanie Ellis
The rule in FAR 19.502-2(b), which pertains to acquisitions above the simplified acquisition threshold, is worded a little differently. [read post]
15 Apr 2024, 8:43 am
An upgrade in charges from the lesser misdemeanor of public intoxication, individuals who drink and choose to get behind the wheel of a moving vehicle can be looking at a Class B misdemeanor. [read post]
15 Apr 2024, 8:00 am
., d/b/a Cedar Point, an amusement park based out of Sandusky, Ohio, apparently refused to house employees who were 30 and over (unless they were entertainers), older out-of-town workers were unable to resume their seasonal employment with the company.Believing that such conduct violated the Age Discrimination in Employment Act (ADEA), the Equal Employment Opportunity Commission (EEOC) filed suit (EEOC v. [read post]
15 Apr 2024, 7:25 am by Unknown
P. alleged that Macquarie and various officer defendants had violated Section §10(b) of the Exchange Act and Rule 10b–5. [read post]
The answers depend on the interpretation of “decision of the Office” in Article 139(2)(b) EUTMR and “take effect” of Article 66(1) EUTMR (second sentence). [read post]
15 Apr 2024, 2:30 am by sinclair
  ABA Rule 7.2(b) outlines strict rules concerning how you may obtain and use client testimonials. [read post]
15 Apr 2024, 12:15 am
California Corporations Code Section 25118(b) provides an exemption from the state's usury limitations for loans. [read post]
14 Apr 2024, 9:01 pm by renholding
The SEC is seeking a fine up to three times Panuwat’s trading gain and to bar Panuwat from serving as an officer or director of any public company. [read post]
14 Apr 2024, 5:01 am by Dennis Crouch
Under Type B delays, applicants could potentially draw out prosecution by prompting minor objections and by filing office action responses that introduce new issues or arguments late in the process (and at the PTA deadline) with the hope of pushing their applications past the three-year mark. [read post]
13 Apr 2024, 3:33 pm by admin
In September 2000, the FDA’s Office of Post-Marketing Drug Risk Assessment released the results, with its own interpretation and conclusion that dramatically exceeded the HSP authors’ own interpretation.[8] The FDA’s Non-Prescription Drug Advisory Committee then voted, on October 19, 2000, to recommend that PPA be reclassified as “unsafe. [read post]
12 Apr 2024, 12:42 pm by Dennis Crouch
B (Dana Beldiman ed. 2024); “Ask Me No Questions”: The Struggle for Disclosure of Cultural and Genetic Resource Utilization in Design Applications, 20 Vand. [read post]