Search for: "Ontario Securities Commission"
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28 Oct 2009, 7:49 am
"His Canadian partner, "ceased practising law and engaged in the illegal insider trading scheme full-time" starting in 1997, according to the Ontario Securities Commission, and recently plead guilty to $9M insider trading scheme.What this means for your firmFrom a risk management perspective, firms have a responsibility to tightly control access to confidential insider information. [read post]
14 Oct 2011, 7:36 am
Top Shop bit.ly/qQFI7b Ontario | No publication ban in diet doctor’s trade secret lawsuit bit.ly/qDRlWK Apple, Samsung in symbiotic bond despite patent fight bit.ly/oNUtXk [read post]
4 Sep 2013, 10:44 am
Some time in 2000, during a trial in which the Ontario Securities Commission sought to convict John Felderhof of insider trading and misleading statements in the affairs of Bre-X Minerals Ltd., one of the defence counsel, Joseph Groia, made statements about the (role and) conduct of the prosecutor that were described by Justice Archie Campbell in a subsequent hearing about the trial judge's possible loss of jurisdiction as "unrestrained attacks on [the prosecutor's]… [read post]
22 Nov 2010, 6:42 am
" And it appears that one partner at Davies Ward Phillips & Vineberg was involved in an insider trading conspiracy involving three other individuals, according to the Ontario Securities Commission. [read post]
20 Mar 2024, 10:29 am
The Law Society of BC doesn’t think the proposed plan does enough to keep the regulator independent from government. 🤖 The US Securities and Exchange Commission fined two investment firms that were a bit too eager to ride the AI wave. [read post]
3 Feb 2016, 1:41 pm
In accordance with the bond, Driver is “acknowledging that there are reasonable grounds to fear that he may participate, contribute — directly or indirectly — in the activity of a terrorist group" and will be required to stay in Ontario. [read post]
11 Jan 2011, 12:10 pm
Ramandeep Grewal and Alex Colangelo The Ontario Securities Commission yesterday published a staff notice advising on its review of issues relating to shareholder democracy. [read post]
2 Feb 2015, 4:30 am
Zebra Stripes and Polka Dots May be Protected by US Copyright http://t.co/jHeLem6g6Q -> Google to rewrite privacy policy in response to UK pressure http://t.co/UdgKL9fYLl -> Five things to know about the anti-terrorism measures tabled Friday http://t.co/J2JQ4tvx6n -> Computer and Internet Law Weekly Updates for 2015-01-31: Online privacy and banks: Has anyone asked the Mille… http://t.co/eJb8WdCm6i -> blogged: Computer and Internet Law Weekly Updates for 2015-01-31… [read post]
17 May 2010, 1:12 pm
Reformists are quick to point out that the Tribunal does not have security of tenure, financial security and does not benefit from administrative independence. [read post]
30 Nov 2009, 6:30 am
There are many examples of this including CANLII/LexUM's point in time legislation with screens that permit the user to view more than one version of the legislation at the same time, as well as government services such as Ontario's elaws and administrative tribunal websites like the Ontario Securities Commission which are equally innovative in their presentation of legal information. [read post]
4 Sep 2008, 6:59 pm
(Recall from a previous posting that the Ontario Securities Commission has already started clarifying its expectations with respect to contingent environmental liabilities.) [read post]
22 May 2012, 11:44 am
Of the range of topics covered at the conference, staff of the Ontario Securities Commission also had occasion to highlight issues arising in connection with the use of preliminary economic assessments (PEAs). [read post]
14 Oct 2020, 4:00 am
Toronto Transit Commission v Amalgamated Transit Union, Local 113, 2020 CanLII 71739 (ON LA) Most importantly, the facts do not disclose condonation. [read post]
20 Jun 2017, 8:21 pm
To date, AISC has entered into fintech related referral and information-sharing agreements with the SFC, the Monetary Authority of Singapore, the UK’s Financial Conduct Authority and the Ontario Securities Commission. [read post]
3 Jun 2010, 12:15 pm
The full Reasons will be released in due course and are expected to include discussion regarding the BCSC’s reservations about the decisions of the Alberta Securities Commission in Pulse Data and the decision of the Ontario Securities Commission in Neo Materials Technologies Inc., where, in both cases, shareholder support of the continuation of a poison pill weighed heavily in favour of leaving poison pills in place. [read post]
21 Aug 2012, 12:15 pm
(“Coventree”), for defence costs in relation to a notice of hearing and statement of allegations issued against Coventree by the Ontario Securities Commission (the “OSC notice”). [read post]
23 Jul 2012, 11:48 am
Those proceedings, which featured fierce legal debates between Groia and prosecutors for the Ontario Securities Commission, resulted in critical judicial comment in obiter against Groia that sparked the law society’s disciplinary action for incivility.Among his criticisms of the LSUC ruling, Groia counters the law society’s assertions that he was attempting to relitigate allegations made against him during those earlier court proceedings by trying to defend… [read post]
22 Nov 2021, 1:05 pm
City of Ontario, 316 Or. [read post]
30 Aug 2022, 12:26 pm
Once again, through Bill 7, More Beds, Better Care Act, 2022, elders are potentially sacrificed in efforts to rescue the Ontario healthcare system. [read post]
24 Apr 2008, 6:04 pm
Both Biovail and these same former senior executives also remain under investigation by the Ontario Securities Commission. [read post]
