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20 Oct 2017, 6:00 am
The hearing is a key development in the nominations of Hester Peirce, a Republican, and Robert Jackson, a Democrat, since President Donald Trump nominated the pair earlier this year. [read post]
2 Jun 2021, 3:30 am
Commissioners Hester Peirce and Elad Roisman issued a response to Chair Gensler’s statement yesterday, saying that the 2020 rules were the result of an unassailable process and that there is no data yet to evaluate whether the rules work in practice. [read post]
17 Jul 2022, 6:23 am
” As with recent prior agendas, SEC Commissioner Hester Peirce has almost no kind words for the agency’s plans—“flawed goals and a flawed method for achieving them. [read post]
28 Jan 2022, 3:30 am
Commissioner Peirce issued a brief dissenting statement in which she contended that “the additional requirements raised in this release go well beyond the statutory mandate of Section 953(a), are not responsive to the comment file, and do not seem warranted in light of current executive compensation practices related to company performance. [read post]
20 Feb 2019, 10:13 am
SEC Commissioner Peirce, known in some circles as “Crypto Mom,” in recent remarks suggested that the agency is still at work at preparing further ICO guidance. [read post]
12 Nov 2015, 9:11 pm
“Some reports say that the couple, Beckie Peirce and April Hoagland, who are legally married, planned to adopt the child. [read post]
17 May 2023, 3:30 am
And when Commissioner Peirce asked whether the Staff believed the level of buybacks was suboptimal, Corp Fin Director Erik Gerding responded that the release does not take a position but instead requires greater information to allow investors to do so. [read post]
25 Sep 2018, 6:42 am
” The suitability standard asks that brokers merely match the investor’s profile and objectives with the investments themselves, whereas the best interest standard forces investment advisors to choose products that are strictly in the investor’s best interest, even at the expense of the advisor’s best interest (hence the name).Trump Admin Says No More Securities Class ActionsLast month, the Trump appointed SEC Commissioner, Hester Peirce, suggested that she supports… [read post]
16 Dec 2021, 3:15 am
Unlike the Rule 10b5-1 proposal, this one prompted a dissent from Commissioner Peirce (here’s her statement) and Commissioner Roisman (here’s his statement). [read post]
31 May 2022, 3:00 am
Commissioner Peirce has been viewed as a champion by many in the crypto-crowd, and she accepted the “Crypto Mom” moniker they bestowed upon her with grace & good humor. [read post]
25 Jan 2024, 4:05 am
Commission Peirce noted in her dissenting statement: “[t]he Commission has failed to identify a problem in need of a regulatory solution. [read post]
12 Feb 2024, 1:09 pm
In an interesting aside, the SEC Release makes clear that a crypto automated market maker might have to register, which as Commissioner Peirce points out seems tantamount to registering a software protocol. [read post]
18 Nov 2021, 3:30 am
The Commissioners adopted the rule at an open meeting by a rare 4-1 vote, with Commissioners Lee and Crenshaw issuing statements in full support of the rule, Commissioner Roisman supporting adoption but suggesting that the Commission consider in the future whether to impose additional eligibility criteria on dissidents launching campaigns and expressing reservations about the power that the rule could give to proxy advisors, and Commissioner Peirce dissenting. [read post]
14 Jul 2022, 4:05 am
” Commissioners Peirce and Uyeda did not support the amendments. [read post]
4 Jan 2012, 12:05 pm
Drawing on influences parallel to those of Peirce and James, he sketched the outline of a socialized epistemology of law, and an evolutionary formation and maintenance of legal rules and concepts. [read post]
10 Feb 2022, 3:15 am
This one was issued on a 3-1 vote, with Commissioner Peirce issuing this dissenting statement (she wants a rule that fosters more direct & transparent cooperation between regulators & financial firms) and Chair Gensler, Commissioner Lee and Commissioner Crenshaw issuing supporting statements. [read post]
23 Jun 2022, 2:30 am
Performance Disclosure – October 2022 – Proxy Voting Advice – October 2022 – Share Repurchase Disclosure Modernization – October 2022 – Cybersecurity Risk Governance – April 2023 – Modernization of Beneficial Ownership Reporting – April 2023 – Rule 10b5-1 & Insider Trading – April 2023 These dates may or may not bear any relationship to reality, but in light of Commissioner Peirce’s statement that, with the latest… [read post]
15 Jun 2020, 6:23 am
Peirce Mary Jo White, then-SEC Chairman Luis A. [read post]
14 Apr 2022, 11:26 am
Peirce dissented from the SEC’s charges because, according to her statement, “[t]he Order does not explain what, precisely, Mr. [read post]
29 May 2015, 10:48 am
Raymond Keating, Chief Economist, Small Business and Entrepreneurship Council Brian Knight, Associate Director, Financial Policy, Center for Financial Markets, Milken Institute Stephen Matteo Miller, Senior Research Fellow, Mercatus Center Hester Peirce, Senior Research Fellow, Mercatus Center Michael Piwowar, Commissioner, Securities and Exchange Commission Hal Scott, Nomura Professor and Director of the Program on International Finance Systems, Harvard Law School Senator Tim Scott, US… [read post]
