Search for: "Principal Financial Group, Inc.,"
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16 Feb 2015, 8:49 am
Unemployment is still high among that age group and the jobs they do have are often at low wages or are even part-time. [read post]
11 Feb 2015, 6:30 am
Author Michael Stack, Principal of Amaxx Risk Solutions, Inc. [read post]
10 Feb 2015, 6:37 am
The Financial Industry Regulatory Authority (FINRA) recently brought a complaint against Source Capital Group, Inc. [read post]
5 Feb 2015, 8:47 am
He cannot, under the law articulated in Sidaplex-Plastic and SCI, supra, treat his corporations’ contractual and financial obligations like an elaborate shell game where, unless the pea happens to sit under the shell selected by a creditor, [the principal] and his companies are judgment proof. [read post]
9 Jan 2015, 6:20 am
Author Michael Stack, Principal of Amaxx Risk Solutions, Inc. [read post]
5 Jan 2015, 8:34 am
Financial Industry Regulatory Authority (FINRA) recently announced that it has ordered Monex Securities Inc. to pay $1,100,000 in disgorgement of commissions, plus interest, obtained by unregistered foreign individuals who sold securities on the firm’s behalf. [read post]
30 Dec 2014, 12:03 pm
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D.In an action by a group of pension funds against the Bank of New York Mellon over the poor performance of residential mortgage-backed securities (RMBS) following the 2008 financial crisis, the Second Circuit held that the pension funds lacked standing to assert claims related to RMBS trusts in which they did not invest, because different concerns were implicated for the two sets of trusts. [read post]
18 Dec 2014, 6:30 am
Author Michael Stack, Principal of Amaxx Risk Solutions, Inc. [read post]
17 Dec 2014, 8:10 am
Dempsey Lord Smith, LLC Financial West Group First Allied Securities, Inc. [read post]
10 Dec 2014, 6:30 am
Author Michael Stack, Principal of Amaxx Risk Solutions, Inc. [read post]
9 Dec 2014, 6:18 am
Seat Exchange had only one director, who also owned 21.5% of the company and the placement agent for offering was Chicago Investment Group (CIG). [read post]
5 Dec 2014, 10:15 am
Young”), a registered representative formerly employed by UBS Financial Services, Inc. [read post]
1 Dec 2014, 7:05 am
The likelihood that the mark would confuse those disparate groups seems remote. [read post]
11 Nov 2014, 6:30 am
Stack, CPA, Principal, Amaxx Risk Solutions, Inc. is an expert in workers compensation cost containment. [read post]
6 Nov 2014, 6:30 am
Stack, CPA, Principal, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
4 Nov 2014, 2:34 pm
We have no financial interest in this dispute or in the litigants, and speak only for ourselves. [read post]
4 Nov 2014, 6:30 am
Stack, CPA, Principal, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
16 Oct 2014, 1:24 am
., Marietta, GA Assistant General Counsel – Radiology Partners, Manhattan Beach, CA Contract Attorney – Druva, Sunnyvale, CA Assistant General Counsel – NRA, Fairfax, VA In-House Attorney – Epic , Verona, WI ERISA/Employee Benefits Attorney – Houston – Sharon Gerber Attorney Search, Houston, TX Corporate Counsel – Valeant , Bridgewater, NJ Assistant General Counsel – JPMorgan Chase, New York, NY Attorney – Paramount Pictures, Los Angeles, CA… [read post]
10 Oct 2014, 11:39 am
She will also consider how government, principally through its courts in the United States, then develops rules for dealing with conflicts of hierarchy among legal systems when more than one appear to apply to the resolution of a dispute. [read post]
7 Oct 2014, 6:30 am
Stack, CPA, Principal, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
