Search for: "RECOVERY MANAGEMENT, LLC" Results 481 - 500 of 1,582
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20 Jun 2023, 7:26 am by Silver Law Group
According to FINRA Disciplinary actions for May 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Albert Foronda   Spartan Capital Securities, LLC   Worden Capital Management LLC   Mark Miranda   Spartan Capital Securities, LLC  … [read post]
26 Mar 2019, 12:50 pm by Renae Lloyd
According to a press announcement this week, the Securities and Exchange Commission has reportedly charged registered investment adviser Direct Lending Investments LLC with a multi-year alleged fraud that purportedly resulted in approximately $11 million in over-charges of management and performance fees to its private placement funds, as well as the inflation of the private funds’ returns. [read post]
8 Jan 2016, 6:52 am by Adam Weinstein
The Franklin Fund’s woes follows several others in the high yield space that our firm is tracking including the Third Avenue Focused Credit Fund, Stone Lion Capital Partners, and Claren Road Asset Management LLC. [read post]
8 Jul 2016, 9:43 am by Fraud Fighters
The companies resell hardware products such as computers and printers, and provide IT consulting services related to systems management, IT security, and data backup and recovery. [read post]
16 Mar 2012, 6:32 am by D. Daxton White
”  The firm claims to have “over 100 years of combined experience in developing, constructing, owning and managing multi-family properties. [read post]
8 Oct 2015, 12:18 pm by D. Daxton White
The hedge fund is managed by Spruce Alpha Investments Advisers and is the company’s first fund in direct hedge fund trading. [read post]
26 Aug 2013, 8:05 am by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
15 Oct 2012, 11:48 am by Andrew
Portfolio Recovery Associates, LLC (aka “PRA”) Unifund, Inc. [read post]
20 Mar 2015, 4:22 am by Kevin LaCroix
In a March 9, 2015 article entitled “Hedge Fund Manager’s Next Frontier: Lawsuits” (here), the Wall Street Journal described how the “next act” for EJF Capital LLC, a hedge fund run by Friedman, Billings, Ramsay Group’s former co-founder Emmanuel Friedman, will be to deploy a new litigation finance arm that has already, according to the Journal, “raised hundreds of millions of dollars” to “lend to law firms pursuing class-action… [read post]
16 Apr 2009, 11:19 pm
Here is the update on the numbers of debt buyer lawsuits and lawsuits filed by the creditor Capital One during the week of April 6, 2009, in Alabama: Arrow Financial Services 31 Asset Acceptance 75 Atlantic Credit & Finance 69 Cach, LLC 8 Cap One Bank 222 Cavarly Portfolio Services, LLC 4 Delta Capital Resources, LLC 7 Harvest Credit Management, LLC 1 Hilco Receivables LLC 13 Lionheart Funding LLC 1 LVNV Funding 27 MCM Holdings… [read post]
21 Apr 2022, 9:19 am by The White Law Group
Emerson Equity also happens to be the managing broker-dealer and underwriter for GWG bonds, according to its website. [read post]