Search for: "Registration Private (4)"
Results 481 - 500
of 2,432
Sorted by Relevance
|
Sort by Date
31 Jan 2019, 6:25 pm
ATTENDANCE: We invite all interested in attending to do so at no registration fee. [read post]
19 Jul 2021, 12:49 pm
Ralf Michaels, Director Max Planck Institute for Comparative and International Private LawDomestic Courts, Global Challenges 5. [read post]
12 Mar 2019, 1:20 pm
" The term "broker" is defined in Section 3(a)(4) of the Exchange Act to mean any "person engaged in the business of effecting transactions in securities for the account of others. [read post]
23 Feb 2021, 1:34 pm
Such a registration would be valid for 4 years, and also required a consent to service of process, among other things. [read post]
10 May 2018, 9:30 am
The court disagreed, determining Michigan had not alleged facts showing how the registration of M22’s marks would prevent Michigan from complying with the MUTCD, that there was any risk of losing federal funding, or that Michigan has any power to enforce the MUTCD against private third parties. [read post]
1 Aug 2013, 5:00 am
Let them handle the paperwork. 4. [read post]
8 Mar 2011, 1:59 pm
We therefore respectfully request that, with respect to this exception, NASAA conform its custody rule to that contained in subsection (b)(4) of the SEC’s revised custody rule 206(4)-2, as adopted on December 30, 2009. [read post]
23 Jul 2015, 3:14 pm
Registration is $20 for PLD members, $40 for nonmembers, and $45 for the webinar and PLD membership. [read post]
30 May 2011, 9:22 am
I read it and my comment focus on the aspects of interest to the civil litigator.Section 4 "Eliminating the Financial Incentive to Steal Intellectual Property Online" of the Protect-IP Act would let a private attorney, on behalf of a copyright or trademark owner, commence an in personam action against a registrant or owner of an "Internet site dedicated to infringing activities". [read post]
16 Feb 2021, 7:00 am
Registration must take place by mid-May 2021. [read post]
11 Oct 2017, 11:37 pm
They are significantly more expensive and time consuming to prepare than a Rule 506(b) private placement.5. [read post]
30 Apr 2012, 3:39 pm
General Solicitation and General Advertising in Private Offerings Section 201 of the JOBS Act requires that within 90 days of its enactment, or by July 4, 2012, the Securities and Exchange Commission revise Regulation D to eliminate the prohibition on general solicitation and general advertising in private offerings made in reliance on the safe harbor afforded by Rule 506, provided that only accredited investors participate in the offerings. [read post]
19 Jan 2015, 9:45 am
Consequently, securities sold under Rule 506 enjoy an exemption from the registration requirements of state-level securities laws (blue sky laws).But states can (and do) ask the issuers to make notice filings and pay filing fees with respect to Rule 506 private placements if any of the investors are their residents. [read post]
26 Dec 2014, 9:13 pm
Consequently, securities sold under Rule 506 enjoy a exemption from the registration requirements of state-level securities laws (blue sky laws).But states can still ask the issuers to make notice filings and pay filing fees with respect to Rule 506 private placements if any of the investors are their residents. [read post]
23 Feb 2011, 10:59 pm
Section 202(4) provides for the insertion of a new section 6A(3A) into the Civil Partnership Act, which will state: For the avoidance of doubt, nothing in this Act places an obligation on religious organisations to host civil partnerships if they do not wish to do so. [read post]
4 Aug 2010, 3:21 pm
The concept of registration is central to managing systemic risk throughout the markets. [read post]
14 Apr 2011, 4:00 pm
A few topics of note from the meeting were: (1) The elimination of the small private adviser registration exemption; (2) The increase of the federal registration asset threshold from $25 million to $100 million resulting in what is being referred to as the "switch" causing over 4,100 investment advisers to fall under state registration as opposed to federal registration; (3) Six new, narrow registration exemptions for Venture… [read post]
30 Sep 2022, 7:06 am
4 October, 15:00-16:00: private meeting with States4 October, 16:15-17:15 private meeting with Civil Society [read post]
4 Sep 2020, 3:00 am
Through these trips, he has brought the Trump Organization a stream of private revenue from federal agencies and Republican campaign groups. [read post]
14 Jan 2019, 3:03 am
Corp Fin has now updated its FAQs to revise #4 and 5 – and to add #6 and 9. [read post]
