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11 Mar 2016, 6:14 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, March 11, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 4, 2016 to March 10, 2016. [read post]
1 Aug 2011, 5:01 am by Sana Hamelin
The primary materials for this case may be found on the DU Corporate Governance website. [read post]
17 May 2020, 8:14 am
Still, the basic functions--to quantify and identify, to protect the moral values of the social order, and to bear responsibility for public works and finances (moral and financial corruption), continues to define the function of civil society, and to drive their work. [read post]
16 Jan 2008, 5:15 am
"  In declining to apply the presumption of reliance built into the fraud on the market theory, the Court provided no guiding principal for distinguishing vendors from other actors that caused the false financial disclosure. [read post]
1 Jun 2018, 3:00 am by John Jenkins
There are many valid business reasons to utilize a power of attorney and there is no legal reason why a corporate officer or director should not be deemed to have signed a registration statement in reliance upon a valid power of attorney. [read post]
28 Oct 2010, 7:57 pm by Kevin Funnell
More directly, industry officials argue banks may shy away from holding state and corporate debt because it would require too much work to prove to regulators that those investments are low risk. [read post]
2 Jun 2020, 9:36 am by Herb Lin
Remote work increases the attack surface for corporate environments, as lax home-computing environments are now brought inside what used to be corporate security perimeters. [read post]
10 Jan 2023, 9:01 pm by renholding
Companies will need to develop plans to comply with intricate and often conflicting sets of legal and financial disclosure requirements across multiple jurisdictions. [read post]
27 Mar 2009, 4:44 am
Under the proposed scheme, federal administration would be based on "the financial system's interdependence with the firm, the firm's size, leverage (including off-balance sheet exposures), and degree of reliance on short-term funding. [read post]
16 Jan 2024, 1:19 pm by Kevin LaCroix
Nessim MezrahiStephen SigristOne of the perennial securities class action litigation issues is the question of how courts should view plaintiff’s allegations made in reliance on short seller reports. [read post]
1 Oct 2012, 1:13 am by Kevin LaCroix
He held that the plaintiffs’ amended complaint adequately alleged scienter as to the Merrill’s financial condition in the fourth quarter of 2008, but did not adequately allege a duty to update prior disclosures as to the financial support the government officials offered in order to facilitate the deal. [read post]
9 Feb 2023, 9:05 pm by renholding
Our analysis focused on the global need to decrease reliance on Russian oil and gas and to accelerate the transition to green energy. [read post]
7 Jan 2010, 1:31 pm by Ryan Roberts
For purposes of this section, a husband and wife (together with any custodian or trustee acting for the account of their minor children) are counted as one person and a partnership, corporation, or other organization that was not specifically formed for the purpose of purchasing the security offered in reliance upon this exemption, is counted as one person. [read post]
9 Feb 2022, 7:36 am by Richard J. Andreano, Jr.
  The other agencies joining in the letter are the Federal Reserve Board, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, National Credit Union Administration, Department of Housing and Urban Development, Federal Housing Finance Agency, and Department of Justice. [read post]
22 May 2017, 4:57 pm by Kevin LaCroix
KKR Financial Holdings LLC  (here) and the Delaware Chancery Court’s January 2016 court decision in the In re Trulia Shareholder litigation (here). [read post]
  A PE Firm’s AML approach to investments in prospective portfolio companies should similarly be tailored according to the risk profile of the entity or corporate group that will be receiving the PE investment. [read post]
  A PE Firm’s AML approach to investments in prospective portfolio companies should similarly be tailored according to the risk profile of the entity or corporate group that will be receiving the PE investment. [read post]
2 Jun 2022, 7:13 am by Joel A. Webber
For 12 years, first at Whirlpool Financial and then at GE, I worked as a business executive, not as a practicing attorney. [read post]
13 Apr 2022, 1:39 pm by Joel A. Webber
For 12 years, first at Whirlpool Financial and then at GE, I worked as a business executive, not as a practicing attorney. [read post]