Search for: "SEC"
Results 481 - 500
of 60,646
Sort by Relevance
|
Sort by Date
7 May 2024, 6:30 am
That guidance led ISS to sue the SEC and then-SEC Chair Jay Clayton. [read post]
7 May 2024, 3:15 am
” So following Macquarie, a claim that was once asserted as a pure omission of required SEC disclosure may instead be recast as a claim that other affirmative statements in the disclosure were rendered misleading by such omission. [read post]
7 May 2024, 3:00 am
Election Law Is at the Heart of Trump’s Hush Money Trial” by David Nakamura (Washington Post) for MSN Ethics Florida: “Miami Mayor Subpoenaed to Testify in SEC’s Case Against Developer Who Paid Him” by Jay Weaver, Tess Riski, Sarah Blaskey, and Joey Flechas (Miami Herald) for Yahoo Finance Massachusetts: “Potential Conflicts of Interest Widespread at Mass. [read post]
7 May 2024, 12:15 am
The SEC itself acknowledges that it and California “apply different . . . standards. [read post]
6 May 2024, 9:05 pm
This decline in disclosure coincided with a decline in SEC scrutiny. [read post]
6 May 2024, 11:28 am
In a recent SEC filing, Robinhood Markets Chief Financial Officer Jason Warnick confirmed that Robinhood Crypto has received investigative subpoenas from the SEC regarding its "cryptocurrency listings, custody of cryptocurrencies, and platform operations. [read post]
6 May 2024, 10:27 am
As readers undoubtedly have noted, one of the hot topics these days is the question whether corporations should change their state of incorporation from Delaware to that of another state, usually either Nevada or Texas. [read post]
6 May 2024, 9:58 am
SEC, No. 20-61007 (5th Cir. 2020), a case currently under review at the United States Supreme Court, which similarly assesses the SEC’s powers in enforcing securities law. [read post]
6 May 2024, 8:31 am
MANUAL SEC. 17:17 (7th ed.). [read post]
6 May 2024, 6:33 am
The Judicial Panel on Multidistrict Litigation previously held a random drawing that resulted in the several petitions for review of the SEC’s climate regulation being sent to the Eighth Circuit, but that drawing only applied to petitions that were filed during a short window soon after the SEC adopted the final version of the regulation (National Center for Public Policy Research v. [read post]
6 May 2024, 3:30 am
The SEC’s order in this case reads like a litany of every SEC rule & statutory provision that an auditor could conceivably violate (or cause its client to violate) in connection with an audit or review engagement. [read post]
6 May 2024, 3:15 am
For instance, the timing of the SEC’s action means that former Borgers clients face a looming 10-Q deadline, and even with a Rule 12b-25 extension, it may be practically impossible to retain a new accountant and complete the required review by the extended 10-Q deadline. [read post]
4 May 2024, 8:31 pm
Examples of these other exposures that lax privacy, data security, data breach and other cybersecurity practice may create include: Business operating losses from resulting operational disruptions and damages to customer, business partner, shareholder and public trust; Federal Sentencing Guidelines organizational criminal liability arising from violations of electronic crime and other federal criminal data privacy and security laws; Federal Trade Commission Act and state unfair business… [read post]
3 May 2024, 2:15 pm
The Securities and Exchange Commission today announced that Nathaniel H. [read post]
3 May 2024, 2:10 pm
” He highlights the success of whistleblower rewards programs in other contexts, such as the False Claims Act for fraud against the government or the SEC Whistleblower Program for securities violations, in incentivizing individuals to come forward with valuable information. [read post]
3 May 2024, 8:17 am
By Anne Sherry, J.D.A report commissioned by the SEC’s Office of the Advocate for Small Business Capital Formation finds that investors undervalue crowdfunding offerings by women and minority entrepreneurs. [read post]
3 May 2024, 8:11 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
3 May 2024, 8:05 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
3 May 2024, 6:30 am
Verret (George Mason University), and Greg Lawrence (Lawrence Law), on Monday, April 29, 2024 Tags: Insider trading, Punawat, SEC, SEC v. [read post]
3 May 2024, 6:30 am
Verret (George Mason University), and Greg Lawrence (Lawrence Law), on Monday, April 29, 2024 Tags: Insider trading, Punawat, SEC, SEC v. [read post]
