Search for: "STATE STREET BANK AND TRUST COMPANY"
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22 Nov 2008, 4:28 pm
" Merit review is part of the blue-sky law of many states. [read post]
12 Apr 2010, 10:37 am
But there's another variation preying upon banking institutions, too, and it deserves its own headlines. [read post]
22 Apr 2022, 4:00 am
California – California Fire Victims Lobbyist Is Out Amid Sex Scandal MSN – Associated Press | Published: 4/20/2022 Patrick McCallum, a lobbyist hired to secure a state loan to help tens of thousands of victims of devastating California wildfires, is leaving his job with the PG&E Fire Victim Trust amid a sexual harassment scandal. [read post]
16 May 2024, 9:01 pm
We did so again in 2023 in response to the 2020 market events.[10] Further, the Commission has proposed amendments to enhance the liquidity risk management of open-end funds.[11] SEC staff also has been in discussions with bank regulators regarding collective investment funds, which are managed by bank trust departments or for certain tax-qualified retirement funds and are exempt from SEC oversight.[12] Such collective investment funds are estimated to be $7 trillion, $5… [read post]
28 Dec 2009, 7:09 am
Dodd, the Senate Banking Committee chairman, as recently as August. [read post]
7 Jun 2010, 8:03 am
Michael has been featured on NBC, CBS, ABC and FOX affiliates as well as seen in USA Today, Newsweek, and the Wall Street Journal. [read post]
9 Jan 2015, 4:31 am
It has now been confirmed that two companies in the United States have potentially been the subject of cyber-terrorism. [read post]
12 May 2015, 3:26 pm
Inc. 902641802 UBS Yield Optimization Securities with Contingent Protection linked to McDonald’s Corp. 902641851 UBS Yield Optimization Securities with Contingent Protection linked to Schlumberger, Ltd. 902641869 UBS Yield Optimization Securities with Contingent Protection linked to Oracle Corp. 902641877 UBS Yield Optimization Securities with Contingent Protection linked to Dell Inc. 902641885 UBS Yield Optimization Securities with Contingent Protection linked to AT&T Inc. 902644186 UBS… [read post]
20 Feb 2018, 7:47 am
The seller may be a Trust where the Trustee will sign on behalf of the beneficial owners (the trust beneficiaries). [read post]
20 Feb 2018, 7:47 am
The seller may be a Trust where the Trustee will sign on behalf of the beneficial owners (the trust beneficiaries). [read post]
20 Jan 2012, 7:21 am
Both involve fighting a war… but on one path the battle is fought by lawyers in our courts… on the other, by citizens in our streets. [read post]
7 Oct 2022, 4:00 am
Democrats have faulted it for giving social media companies a pass for spreading hate speech and misinformation. [read post]
2 Feb 2012, 7:11 am
That allowed the company to increase occupancy 3.4% in the third quarter to 89.1%, the company’s highest-rate ever for a third quarter. [read post]
21 May 2010, 4:38 am
States will have responsibility for regulating advisers with less than $100,000,000 in assets under management. [read post]
26 Jan 2009, 3:53 am
On appeal to the United States Supreme Court, the statute was upheld by 5-4 vote. [read post]
26 Jan 2009, 3:53 am
On appeal to the United States Supreme Court, the statute was upheld by 5-4 vote. [read post]
26 Jan 2009, 3:53 am
On appeal to the United States Supreme Court, the statute was upheld by 5-4 vote. [read post]
30 Jan 2019, 9:01 pm
For example, Ponzi’s business was named “The Securities Exchange Company” and was located at 27 School Street—a respectable location. [read post]
8 Feb 2019, 6:04 am
Posted by Salvatore Graziano, Michael Mathai, and Kate Aufses, Bernstein Litowitz Berger & Grossmann LLP, on Sunday, February 3, 2019 Tags: Exchange Act, Institutional Investors, SEC, Securities Act, Securities litigation, Securities regulation, Shareholder rights, State law, Supreme Court, U.S. federal courts CEO Pay Trends Around the Globe Posted by Andrew Ludwig, Equilar Inc., on Sunday, February 3, 2019 … [read post]
2 Sep 2011, 6:12 am
Compared to the overall inventory, it’s scarcely a ripple: At the end of May, 3.5 million loans were at least 90 days delinquent or in foreclosure, according to investment bank Barclays Capital. [read post]
