Search for: "Securities Investor Protection Corporation"
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7 Sep 2009, 12:06 pm
Page Perry, LLC is handling a number of auction rate securities cases for investors who lost liquidity due to the collapse of the auction market. [read post]
5 Oct 2011, 4:00 pm
The notes could have been 'endorsed' or 'indorsed', signed by JWA and physically transferred to investors, which could have protected them. [read post]
5 Oct 2011, 4:00 pm
The individual investors claimed that the notes were negotiable instruments, and as such the investors were holders in due course, protected by the Commercial code, and should not be liable. [read post]
17 Aug 2010, 11:50 am
Credit ratings affect the pricing of debt securities and also the ability of certain investors to purchase and hold the securities. [read post]
29 Jun 2023, 10:26 am
Securities and Exchange Commission (SEC), the SEC Whistleblower Reform Act of 2023 “will help ensure that the SEC Whistleblower Program remains an indispensable tool in the Commission’s efforts to police wrongdoing and protect investors. [read post]
2 Oct 2019, 6:58 am
Finally, Strine proposes to require the SEC to study the investor protection risks from private funds that are subject to only limited disclosure requirements.Corporate reforms. [read post]
28 Apr 2012, 9:44 am
I certainly don’t claim to know whether the increasing protection of corporate speech will implicate securities regulation in such a way as to spur the SEC or Congress to look for regulatory alternatives. [read post]
18 Oct 2017, 11:38 am
On October 12, 2017, the United States Securities and Exchange Commission’s Investor Advisory Committee met to discuss Blockchain technology and its impact on the securities industry. [read post]
5 Apr 2010, 10:21 am
Supporting such an exemption is the fact that only SharesPost members with a password protected account are able to participate in postings, only accredited investors can be SharesPost Buyers, and only sellers holding their shares for at least a year can be SharesPost Sellers. [read post]
18 Jan 2019, 11:39 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
22 Apr 2015, 7:13 am
The investor later closes out the position by returning the borrowed security to the stock lender, typically by purchasing securities on the open market. [read post]
1 Jul 2021, 5:52 am
Under Delaware law, a securities issuance by a public or private firm in which all investors may participate pro rata (a “rights offer”) is generally seen as treating corporate insiders and existing outside investors alike. [read post]
25 Feb 2021, 9:08 am
Trustees are bound by fiduciary duties to act in the best interest of the investors, creating opportunities for claims if investors feel that the trustees fell short of their obligations to protect them and be fair to all tranches. [read post]
20 Apr 2012, 3:34 am
It appears that the nature of regulation is being governed by economic compulsions rather than the long-standing goal of securities law, which is investor protection. [read post]
3 Nov 2022, 2:22 pm
KJK’s Corporate & Securities practice group will continue to monitor the status of these proposed rule changes. [read post]
2 Sep 2016, 9:00 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Oct 2013, 10:10 am
Furthermore, the court was unconvinced by Ralls’ argument that the president must disclose specific reasons for his finding that the transaction posed risks to national security, noting that any property interest Ralls may have had in the companies was “relatively weak in the face of the strong governmental interest in protecting national security. [read post]
2 Feb 2018, 11:16 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
27 Mar 2023, 8:09 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois. [read post]
22 Oct 2014, 6:00 am
But US District Judge Susan Illston of San Francisco said their comments about EA and the first-person shooter game were essentially protected corporate speak. [read post]
