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26 Mar 2007, 7:42 am
Meanwhile, what tipped New Century into the soup was this cheery announcement only a week before: Federal prosecutors and securities regulators are investigating stock sales and accounting errors at the New Century Financial Corporation, the biggest mortgage company that specializes in lending to people with weak, or subprime, credit, the company disclosed in a corporate filing yesterday. [read post]
26 May 2009, 4:44 am
May 15, 2009) [Slip Opn., at 1-3, 5]. [read post]
14 Feb 2012, 1:03 pm
Borrowers Over Allegedly Discriminating Lending Practices, Institutional Investor Securities Blog, December 21, 2011 [read post]
20 Mar 2012, 7:16 am
An investor who purchases a muni bond is effectively lending money to the bond issuer in exchange for a promise of regular interest payments and the return of the principal when the bond matures. [read post]
3 Apr 2023, 9:01 pm
The Proposal expands the types of client assets captured beyond “client funds or securities” and captures any client “assets,” including “funds, securities or other positions held in the client’s account” over which an Adviser has custody. [read post]
13 May 2024, 12:06 pm
Article 124 of CRR sets out the requirements for the assignment of risk weights for exposures secured by mortgages on immovable property, i.e., both for residential and commercial property lending. [read post]
19 Apr 2012, 1:51 pm
§ 3664(f)(1)(A). [read post]
1 Apr 2008, 8:15 pm
FINRA is not enthusiastic about "borrowing on margin," stating that "[s]ome firms are offering to lend customers money to help them meet their cash flow needs. [read post]
16 Jul 2015, 2:06 pm
The ESM’s initial maximum lending capacity is €500 billion. [read post]
16 Jul 2019, 11:31 am
Thus, If I lend you $10 for lunch, I am not a creditor for ECOA purposes ... unless I do so regularly. [read post]
17 Aug 2020, 1:11 pm
Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
17 Aug 2020, 1:11 pm
Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
17 Aug 2020, 12:58 pm
Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
10 Aug 2020, 7:57 am
Securities-backed lending accounts are the same as a speculative margin account and perhaps more dangerous. [read post]
8 May 2020, 7:33 am
If you believe you may have been the victim of broker fraud or broker theft, contact us at 1-800-975-4345 for a confidential consultation. [read post]
9 Feb 2012, 12:01 pm
That’s less than 1% of their net worth. [read post]
15 Jun 2020, 1:26 pm
Finally, Part 8 will discuss considerations to be given for lending to hotels and restaurants in the post-COVID-19 era. [read post]
15 Jun 2020, 1:26 pm
Finally, Part 8 will discuss considerations to be given for lending to hotels and restaurants in the post-COVID-19 era. [read post]
14 Jun 2010, 5:30 am
In the summer of 2008, the Attorneys General for seven states filed lawsuits accusing Countrywide of violating laws against predatory lending. [read post]
15 May 2015, 10:46 am
The draft bill addresses various residential mortgage lending issues, a number of which are summarized below. [read post]
