Search for: "Security State Bank"
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13 Aug 2009, 6:15 am
State-chartered institutions tend to be community-oriented banks that are close to their communities' small businesses and customers. [read post]
4 Feb 2013, 7:27 am
On January 28, HSBC Bank USA, acting in its capacity as Trustee for a single home equity loan trust, filed a complaint in the Supreme Court for the State of New York against DB Structured Products Inc., an affiliate of Deutsche Bank AG. [read post]
29 Sep 2021, 3:19 pm
Enter the Secure and Fair Enforcement (“SAFE”) Banking Act of 2021, the successor to the failed SAFE Banking Act of 2019. [read post]
18 Mar 2012, 6:15 am
Branch Banking and Trust Company, a recent decision from the Second District Court of Appeals in Florida, states prior to obtaining a Foreclosure Judgment and if the Borrower asserts he did not receive such notice, the bank must prove such notice was given. [read post]
25 Mar 2024, 9:05 pm
Despite high ratings in security, technology, and risk management, community bankers find CSPs lacking in cost efficiency, contract flexibility, and innovation speed (Conference of State Banking Supervisors Annual Survey, 2019). [read post]
5 Feb 2020, 4:00 am
Both the federal government and the state can prosecute securities fraud. [read post]
20 Mar 2015, 11:17 am
On March 20, 2015, the Attorney General of New York announced that a $714 million settlement had been reached to resolve allegations that the Bank of New York Mellon (“BNYM”) falsely told investors that it offered the “best rates” on securities trading involving foreign exchanges, even though BNYM allegedly assigned investors the worst rates, while obtaining the best rates for itself and pocketing the difference. [read post]
9 May 2016, 6:06 am
Bank Of America Corporation, Bank Of America Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Defendants (Complaint, SDNY, 16-CV-03653, May 16, 2016).BackgroundThe Complaint c... [read post]
26 Oct 2012, 7:32 am
For example, Bank On programs, which are available in many cities and states across the country, offer low- or no-cost bank accounts to individuals who are unbanked as an incentive to bring them into the financial mainstream. [read post]
16 Sep 2024, 12:27 am
The bank contended that the guarantee was enforceable as the purpose of the guarantee was to secure “any indebtedness owed by the borrower whether past, present or future”. [read post]
15 Jun 2011, 10:53 am
In some cases, borrowers are showing judges that banks didn't properly assign ownership of mortgages after they were pooled into mortgage-backed securities. [read post]
1 Dec 2011, 11:57 am
In testimony before committee, Jack Herstein, President of the North American Securities Administrators Association (NASAA), noted that both HR 2930 and S 1791 would prevent state securities regulators from reviewing investment opportunities made on websites before they are offered for sale to the public. [read post]
28 Jul 2007, 10:49 am
The total held by German financial institutions topped 6.55 billion euros ($8.9 billion dollars).(...)The Securities and Exchange Commission list stated that Siemens has business dealings with all five named "sponsors of terrorism" while BASF is linked solely with Iran. [read post]
2 Mar 2021, 9:03 pm
Despite potential benefits, a postal banking system would entail significant investments in services, employees, and security. [read post]
5 Feb 2018, 3:00 am
In today’s Securities Industry Commentator feed: Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/3816/securities-industry-commentator/ Bobby Willis Sentenced to Two Years in Federal Prison for Wire Fraud Conviction Arising Out of Million Dollar Fraud Scheme(DOJ Press Release) After raising $1 million from victims pursuant to a real estate investment company fraud, on… [read post]
7 Nov 2020, 3:38 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5531/securities-industry-commentator/Tulare County Man Arrested for Over $8 M Fraud that Purported to Turn Cow Manure into Renewable Energy (DOJ Release)SEC Charges Former Wells Fargo Executives for Misleading Investors About Key Performance Metric (SEC Release)Michigan and New Jersey Men Admit Participating in $10 Million… [read post]
21 Nov 2008, 12:35 am
The state's top securities regulator is accusing the investment bank of continuing to market and sell auction rate securities to clients even as Oppenheimer executives were getting rid of their own ARS holdings, worth $3 million, before the collapse. [read post]
30 Aug 2019, 10:21 am
” The son of the chairman of a state-owned enterprise who was twice rejected by Deutsche Bank compliance because of his familial relationship but was hired nonetheless and despite repeatedly failing the bank’s employment test and eligibility criteria. [read post]
4 Sep 2009, 1:19 pm
The court denied the bank's motion, holding that the bank could be liable in negligence for failing to adequately secure the plaintiffs' account. [read post]
4 Nov 2011, 2:12 pm
As lenders and Wall Street firms bundled thousands of mortgage loans into securities, banks often failed to record each link in the chain of documents demonstrating ownership of a note and a property. [read post]
