Search for: "Stanford Financial Group Company"
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21 Feb 2009, 11:37 am
Here is link to the article contained in the Houston Chronicle regarding Stanford Financial Group. [read post]
20 Feb 2009, 2:51 pm
According to reports in the WSJ, Law Blog and elsewhere, Stanford's attorney, Thomas Sjoblom of Proskauer Rose, alerted the SEC on February 14 via a "note" that "I disaffirm all prior oral and written representations made by me and my associates to the SEC staff regarding Stanford Financial Group and its affiliates. [read post]
19 Feb 2009, 4:16 pm
According to the Journal and others, Sjoblom, a Proskauer litigator and former Law Blog Lawyer of the Day sent a note to the SEC in which he said, “I disaffirm all prior oral and written representations made by me and my associates to the SEC staff regarding Stanford Financial Group and its affiliates. [read post]
19 Feb 2009, 2:16 pm
His companies that are named in the complaint include Stanford International Bank (SIB), Stanford Group Company (SGC), which is a Houston-based investment adviser and broker dealer, and Stanford Capital Management, which is based in Antigua. [read post]
19 Feb 2009, 3:30 am
Years before the Stanford Group was accused in a worldwide fraud, American financial regulators found significant securities violations at the company that some experts say were telltale signs of deeper problems. [read post]
18 Feb 2009, 2:25 pm
Allen Stanford of running a "massive, ongoing fraud" through his Houston-based Stanford Group. [read post]
18 Feb 2009, 8:51 am
Stanford's companies include Antiguan-based Stanford International Bank, Houston-based broker-dealer and investment adviser Stanford Group Company, and investment adviser Stanford Capital Management. [read post]
18 Feb 2009, 6:01 am
Allen Stanford and three of his companies: Antiguan-based Stanford International Bank, Houston-based broker-dealer and investment adviser Stanford Group Company, and investment adviser Stanford Capital Management. [read post]
17 Feb 2009, 10:01 pm
As noted here this past Sunday, Stanford Financial Group has been well-known around Houston as a smoke-and-mirrors investment outfit for quite awhile. [read post]
17 Feb 2009, 1:48 pm
It also names James Davis, chief financial officer for the bank and Stanford's roommate at Baylor University in the 1970s, as well as Laura Pendergest-Holt, chief investment officer for Stanford Financial Group. [read post]
17 Feb 2009, 11:15 am
The SEC's Complaint alleges that Stanford International Bank sold approximately $8 billion of so-called CDs to investors through a network of Stanford Group Company financial advisors. [read post]
17 Feb 2009, 2:40 am
He claims private companies have independent financial motivations to maintain privacy, They have every incentive to keep information private. [read post]
26 Jan 2009, 1:54 am
For example, just in the past few days, Aflac’s share price fluctuated sharply and the company’s financial strength rating was downgraded because to the company’s exposure to debt securities issued by the Royal Bank of Scotland, Barclays and other troubled European banks. [read post]
13 Jan 2009, 1:48 am
The Complaint (which can be found here) alleges misrepresentations and omissions in the offering documents, which incorporated the Company’s 2004, 2005 and 2006 financial statements. [read post]
9 Jan 2009, 7:00 am
Riches, McKenzie & Herbert LLP (Canadian Trademark Blog) Canadian Private Copying Collective and Best Buy resolve private copying dispute (Michael Geist) 200,000 pirated DVDs confiscated in GTA mall raids; Industry group behind 2-month operation suspects 'hard-core' retailers are linked to organized crime (ContentAgenda) After successfully battling Kraft before Supreme Court, Euro-Excellence settles with Kraft in copyright battle over parallel importation of chocolates… [read post]
6 Jan 2009, 1:08 am
The perils involve not only the challenge of underwriting financially troubled companies, but also the trial of underwriting in the context of rapidly changing (and deteriorating) conditions in the financial and credit markets. [read post]
29 Dec 2008, 10:39 am
This month, the Texas Court of Appeals concluded that two ex-Stanford Group Co financial advisers must arbitrate state labor law claims that their former employer constructively discharged them for complaining about its unethical business practices. [read post]
22 Dec 2008, 8:06 am
Despite the early hype, companies have not been as quick to sign up. [read post]
10 Dec 2008, 2:00 pm
The Sun-Times Mirror Group and McAfee are just a couple of examples. [read post]
8 Dec 2008, 4:21 pm
"The reform of financial institutions regulation is going to be the top priority, particularly responses to systemic risk. [read post]
