Search for: "The Trader"
Results 481 - 500
of 7,279
Sorted by Relevance
|
Sort by Date
9 Apr 2011, 7:32 am
“Traders are warning of a dramatic change in dollar selling. [read post]
27 Jun 2011, 3:16 am
“A court has ordered an online trader to refund consumers that he failed to deliver goods or pay refunds to, the UK’s consumer protection regulator the Office of Fair Trading (OFT) has said. [read post]
8 Dec 2011, 3:37 pm
Garrett Bauer--the stock trader charged in connection with the insider trading scheme allegedly involving former Cravath, Fried Frank, Skadden, and Wilson Sonsini associate Matthew Kluger--pleaded guilty Thursday to four criminal counts, including securities fraud and obstruction of justice. [read post]
5 Oct 2010, 3:08 am
Jérôme Kerviel, the former Société Générale trader whose rogue dealings almost brought about the French bank's demise, was convicted of breach of trust and other charges Tuesday and sentenced to at least three years in prison. [read post]
14 Feb 2021, 10:37 am
The young trader wrote in the email that he was “incorrectly assigned more money than I should have. [read post]
14 Feb 2021, 10:37 am
The young trader wrote in the email that he was “incorrectly assigned more money than I should have. [read post]
14 Dec 2015, 5:36 am
(Id.)To carry out the scheme, Coscia enlisted the help of a computer programmer to design two computer programs, Flash Trader and Quote Trader. [read post]
1 Aug 2011, 9:35 am
Forex traders charged with fraudThe CFTC announced that Susan Davis, David Howard II, Joseph Burgos, and their three forex trading firms (Forex Capital Trading Group, Forex Capital Trading Partners, and Highland Stone Capital Management) have been charged with fraud. [read post]
28 Jan 2008, 9:35 am
[JURIST] French prosecutors asked a judge to file preliminary charges on Monday against alleged "rogue trader" Jerome Kerviel [BBC profile] in connection with what is being called the largest bank fraud in history. [read post]
12 Apr 2005, 5:40 am
[JURIST] Leading Tuesday's corporations and securities law news, the Wall Street Journal is reporting [subscription req'd] that 20 former NYSE traders who oversaw stock auctions were indicted on charges they traded stocks which benefited their firms at the expense of their customers. [read post]
2 Aug 2016, 10:06 am
"Turkish Gold Trader Builds a Dream Team of Defense Lawyers": Benjamin Weiser of The New York Times has this report. [read post]
8 Feb 2008, 7:16 am
[JURIST] The Paris appeals court [official website, in French] Friday ordered accused "rogue trader" Jerome Kerviel [BBC profile] held in custody while an investigation continues into $73 billion worth of unauthorized trades [AP timeline] he allegedly made while working for French bank Societe Generale [corporate website]. [read post]
27 Jan 2008, 2:37 pm
[JURIST] French authorities on Sunday ordered alleged "rogue trader" Jerome Kerviel [BBC backgrounder] to be held for an additional 24 hours while police investigate the $73 billion worth of unauthorized trades Kerviel made while working for the French bank Societe Generale [bank website]. [read post]
9 Apr 2020, 10:54 am
The Securities and Exchange Commission today announced settlements with David Kwon and Igor Sabodakha, two traders who allegedly profited from trading on nonpublic corporate earnings information hacked from the SEC’s EDGAR system. [read post]
13 Jul 2011, 8:10 am
A Federal Industry Regulatory Authority (“FINRA”) arbitration panel recently ordered Wedbush Securities to pay a former municipal trader $3.5 Million Dollars related to his claims that it failed to pay him for a year’s worth of incentive based compensation. [read post]
28 Jan 2008, 7:26 pm
[JURIST] Alleged French "rogue trader" Jerome Kerviel [BBC profile] was released on bail Monday after French judges filed preliminary charges of "breach of trust," "falsifying and using falsified documents," and "breaching IT access codes" against him relating to $73 billion worth of unauthorized trades he made while working for French bank Societe Generale [bank website]. [read post]
14 Dec 2010, 1:33 am
The type of security data requested from the traders varies according to the means of transport and the reliability of traders involved in the operation (see Annex 30a of Regulation (EEC) No 2454/93). [read post]
14 Dec 2010, 1:33 am
The type of security data requested from the traders varies according to the means of transport and the reliability of traders involved in the operation (see Annex 30a of Regulation (EEC) No 2454/93). [read post]
5 Oct 2010, 7:44 am
Jérôme Kerviel, the former Société Générale trader who lost EUR 4.9 billion in unauthorized trading in 2008 was sentenced to three years in prison today and ordered to repay the bank the entire amount of his losses. [read post]
3 Nov 2011, 9:16 am
Obligations of Large Traders A. [read post]
