Search for: "Transaction Holdings, LLC"
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1 Mar 2016, 1:32 pm
Sanofi-Aventis U.S., LLC, No. 13-17390, slip op. [read post]
19 Feb 2018, 5:27 pm
The post New FINRA Rules Provide Protection Seniors and Vulnerable Investors appeared first on Zamansky LLC. [read post]
19 Sep 2014, 6:50 am
(“Horizon”), Vidara Therapeutics Holdings LLC, Vidara Therapeutics International plc, an Irish public limited company (“Vidara”), Hamilton Holdings (USA), Inc., an indirect wholly-owned subsidiary of Vidara (“U.S. [read post]
12 Mar 2019, 1:20 pm
Scoville and Traffic Monsoon LLC that just became available in January 2019. [read post]
17 Jan 2011, 4:20 pm
ViaSource Funding Group, LLC, No. 08 Civ. 3062(PKL) (S.D.N.Y. [read post]
12 May 2016, 11:05 am
KKR Financial Holdings LLC, 125 A.3d 304 (Del. 2015), that in cases in which Revlon would otherwise apply, approval of the transaction by a fully-informed, uncoerced majority of disinterested stockholders invokes the deferential business judgment rule standard of review. [read post]
30 Apr 2019, 1:20 pm
In a recent case captioned Heritage Handoff Holdings, LLC, v. [read post]
3 Feb 2014, 6:00 am
“No matter how complex the trading scheme, we are committed to exposing and halting abusive naked short selling and holding wrongdoers like Colak and Kostov accountable for their misconduct. [read post]
27 Dec 2016, 5:00 am
Nelson, J.D.The CFTC and Donald Wilson, founder and CEO of the eponymous DRW Investments, LLC, both asked Judge Richard Sullivan of the U.S. [read post]
12 Jan 2010, 7:30 pm
Project Boat Holdings, LLC, an affiliate of Platinum Equity, offered the highest bid for substantially all of Genmar's assets other than those listed separately below. [read post]
12 Oct 2022, 6:55 am
In exchange for her investment, the plaintiff was granted a 14% interest in an LLC that was formed to manage the real estate holdings for the restaurant, as well as a $20,000 promissory note. [read post]
4 Dec 2014, 5:21 am
According to FINRA, the Firm’s written procedures stated that “mutual funds are to be sold as long-term investments with a minimum holding period of three to four years. [read post]
5 Sep 2013, 8:55 pm
bases its holding on CLS Bank. [read post]
24 Jan 2011, 10:22 am
By Jason Rantanen Centillion Data Systems, LLC v. [read post]
30 May 2014, 6:36 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
6 Jan 2009, 7:19 am
Among other things, auditors should consider using third party valuation services such as Pluris Valuation Advisors LLC in New York City. [read post]
16 Aug 2010, 6:48 am
Thanks to a Nevada federal judge that dismissed its antitrust suit, casino payment company Sightline Payments, LLC, might be experiencing some fear and loathing in Las Vegas. [read post]
7 Jan 2012, 7:15 am
Enterprise Products Holdings, LLC, et al., C.A. [read post]
25 May 2011, 5:00 am
The other place for influence by the holding company over the regulatory mission, at least in theory, arises from control over the SROs. [read post]
22 Sep 2014, 10:37 am
City of Reno, 747 F.3d 733 (9th Cir. 2014) (holding that a broad forum selection clause superseded FINRA Rule 12200), with UBS Fin. [read post]
