Search for: "Trustees of the Industry Fund"
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22 May 2009, 2:01 pm
This rule also applies to mutual fund trustees as well as public company directors.Shareholders can aggregate holdings to meet the minimum ownership requirements. [read post]
1 Aug 2018, 6:55 am
” The term “deposit broker” is defined under 12 USC §1831f to include “(A) any person engaged in the business of placing deposits, or facilitating the placement of deposits, of third parties with insured depository institutions or the business of placing deposits with insured depository institutions for the purpose of selling interests in those deposits to third parties; and (B) an agent or trustee who establishes a deposit account to facilitate a business… [read post]
17 Oct 2009, 6:01 pm
What NSSTA members should know (and tell their clients) about IRC 468B qualified settlement funds; It has been a long time since this subject has been addressed at an industry meeting. [read post]
2 Jul 2009, 4:05 pm
Picard, the trustee for Madoff’s assets, that they cannot make a separate SIPC claim. [read post]
15 Oct 2021, 12:33 pm
(CRD#:694) He has been in the industry since 1995. [read post]
15 Jun 2010, 4:15 am
Few enterprises generate as much frustration among their suppliers and consumers as the scientific publishing industry. [read post]
4 Sep 2012, 5:15 pm
It will be the responsibility of all of those in the private funds business to remain vigilant against potential frauds and scams, to adopt “best practices” on behalf of ourselves and our clients, and to work more closely with regulators in order to protect not just investors, but the viability of our industry itself. [read post]
16 Jan 2012, 10:19 am
This means that you will be making between thirty-six to sixty monthly payments to the Trustee, who will then distribute these funds to the various creditors in your plan. [read post]
3 Dec 2023, 5:29 am
Trustee argues is different. [read post]
24 Aug 2022, 6:15 am
In general, when conducting a volunteer customer donation program, a company should retain no portion of the funds raised, receive no payment from the charity to conduct the program, ensure all customer contributions are “timely” or “promptly” transferred to the charity, and otherwise act consistently with rules and industry standards applicable to charitable trustees and third-party fundraisers. [read post]
14 Mar 2012, 9:10 am
As a representative of New York City, the financial industry is a very important part of our economy. [read post]
30 Nov 2017, 12:43 pm
Wall Street industry group SFIG joins the fray in U.S. [read post]
26 Oct 2023, 12:50 pm
According to the SEC, Darrah allegedly diverted client funds to the company, which operates two restaurants in Santa Maria and Orcutt. [read post]
28 Feb 2010, 4:06 pm
AFTRA National Vice President President Shelby Scott, who serves as Union Chair of the AFTRA Health and Retirement Funds Board of Trustees, reported that the Trustees met at the beginning of February and determined that AFTRA H&R Funds are healthy, with the Retirement Fund more than 89% funded –well within the federal government’s “green zone” – and that the AFTRA Health Fund has more than a year’s… [read post]
28 Jun 2010, 3:25 pm
There is no deadline for the SG’s response to Stanford University Trustees v. [read post]
7 Feb 2011, 9:24 am
(Chapter 11 Trustee), Fontainebleau [read post]
16 Apr 2015, 2:55 pm
Its bailout funds were discharged in the bankruptcy and never paid back. [read post]
9 Dec 2014, 8:54 am
Rick Snyder today applauded the Michigan Natural Resources Trust Fund board of trustees' recommendation to the Legislature that 69 recreational development projects and land acquisitions totaling $24.7 million be funded in 2015. [read post]
21 Sep 2011, 5:12 pm
It states that the regulator will take into account matters such as: “any attempt to deliberately deceive the regulator, or any other regulator”; “any misuse of trust funds”; “any breaches of trust law if these are significant, persistent or deliberate”; “if a trustee were to persistently or seriously overcharge its clients”, and so on. [read post]
3 Jan 2011, 1:09 pm
Item 7 – Financial Industry Affiliations from Private Fund Reporting: this item would be expanded as Item 6 will be expanded. [read post]
