Search for: "U.S. Commodity Futures Trading Commission"
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25 Oct 2011, 9:21 am
photo credit: kathryn_rotondo CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
11 Nov 2019, 7:23 am
Moreover, the company overhauled its training program and conducted relevant training sessions and seminars on market misconduct in the U.S. futures markets. [read post]
1 Sep 2017, 5:32 am
Here is the text, though you can also read the PDF: Concise Statement Christopher Brummer was, until recently, a Presidential nominee for the Commodities and Futures Trade Commission. [read post]
27 Jul 2022, 9:01 pm
As discussed below, this approach brought an unusual and sharp response from a commissioner of the Commodities Future Trading Commission (CFTC), raising many questions about the complaint’s implications for Web3. [read post]
23 Nov 2010, 7:00 am
" Meanwhile, the Commodity Futures Trading Commission is planning on similar rules with respect to swaps falling under its jurisdiction. [read post]
22 Sep 2017, 7:18 am
The Commission claims that the defendants induced customers to invest in a pooled commodity fund that purported to employ a high-frequency, algorithmic trading strategy, executed by a computer trading program called “Jigsaw. [read post]
17 Mar 2008, 7:00 am
But this all could change after this fall's national elections, and several U.S. banks are already preparing for the future. [read post]
19 May 2010, 10:39 am
The SEC and Commodity Futures Trading Commission (CFTC) also released their preliminary findings yesterday regarding the "unusual market events" of May 6. [read post]
12 Sep 2007, 5:47 am
The Commodity Futures Trading Commission, the futures market overseer of the U.S. government, is also conducting its own probe of Sentinel. [read post]
8 May 2012, 8:31 am
Commodity Futures Trading Commission and Securities and Exchange Commission. [read post]
21 May 2007, 8:03 am
Rettelle, et al. (06-605).The newly granted case in the Klein case tests whether firms that solicit or accept orders to trade on commodities exchanges -- that is, "futures commission merchants" -- have a right to sue for losses they incur when futures prices are manipulated illegally. [read post]
23 Mar 2022, 9:04 pm
Outside the U.S. federal government, Esteban is also the Chair of the Codex Alimentarius Commission Committee on Food Hygiene. [read post]
11 May 2010, 9:38 am
Commodity Futures Trading Commission (CFTC) issued an Advisory to alert market participants regarding their "ongoing legal obligations to comply with speculative position limits. [read post]
17 Jun 2021, 7:32 am
"The Commodity Futures Trading Commission Whistleblower office is at risk of running out of money and the actions we take today will spare them having to furlough employees that process these whistleblower awards and those that educate folks in industry so they know about the program and know where to go to sound the alarm on bad actors," said Chairman David Scott. [read post]
24 Mar 2016, 2:01 pm
Commodity Futures Trading Commission surrounding conflicts of interest in the way it sold its own investment products. [read post]
11 May 2010, 1:38 pm
Today, the SEC and Commodity Futures Trading Commission announced the formation of a joint committee to address "emerging regulatory issues", with the first item on the committee's agenda being a review of last Thursday's market events. [read post]
25 Jun 2020, 5:13 pm
The Commission took two related actions relating to electronic trading. [read post]
19 May 2014, 4:42 am
Commodity Futures Trading Commission (CFTC) brought action against Arista and Arista’s principals, Abdul Sultan Walji (a/k/a Abdul Sultan Valji) of San Juan Capistrano, California, and Francisco alleging that they carried out a fraudulent scheme to misappropriate millions of investors’ money through commodity futures and options, making false statements to the CFTC, and filing false quarterly reports with the National Futures… [read post]
26 Oct 2020, 9:32 am
One of the most important principles underlying commodity futures regulation is the “segregation” requirement, that is, the requirement that all customer funds for trading must be treated as belonging to the futures customer and kept apart from the FCM’s own funds. [read post]
18 Jul 2011, 8:54 am
Also today, the Securities and Exchange Commission and the Commodity Futures Trading Commission announced the filing of separate civil enforcement actions against Lowrance and his businesses. [read post]
