Search for: "UBS Investment Bank"
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8 Nov 2009, 2:51 pm
• Five more banks were shuttered this week bringing the yearly total to 120. [read post]
26 Oct 2009, 2:22 pm
Thirteen people were criminally charged in a series of schemes that investigators said stretched over five years, yielded $15 million in illegal profits and also involved employees at UBS AG and Bank of America Corp. [read post]
25 Oct 2009, 5:21 pm
UBS will be an extension of the Swiss government, Deutsche Bank of the German government, etc. [read post]
14 Oct 2009, 8:03 am
Last December, UBS … told him that the bank was closing his offshore account and mailing him a check for the balance: $830,000. [read post]
10 Oct 2009, 2:36 pm
The complaint also alleged that Franklin was a downstream tippee in another scheme in which, in 2005 and 2006, Randi Collotta, an attorney who worked in the global compliance department of Morgan Stanley, illegally tipped material, nonpublic information concerning upcoming corporate acquisitions involving Morgan Stanley's investment banking clients. [read post]
1 Oct 2009, 11:44 am
Yesterday I started a blog post subtitled offshore financial accounts, filing for offshore bank account is at UBS, or some other foreign financial institution. [read post]
27 Sep 2009, 10:26 am
• The Georgian Bank in Atlanta became the 95th bank closed by banking regulators this year. [read post]
25 Sep 2009, 7:54 am
Others that have received such Wells Notices include Bear Stearns Cos., Bank of America NA and UBS, according to the article. [read post]
20 Sep 2009, 7:38 am
Bank regulators are reportedly keeping a close watch on the impact that these delinquencies are having on small and mid-sized banks. [read post]
17 Sep 2009, 4:00 am
Levin provides a chronology of our progress in ferreting out, and acting to reduce, the offshore tax evasion schemes aided and abetted by multinational enterprises like Enron, KPMG, and the UBS banking conglomerate that the investigative committee thinks has cost the US about $100 billion a year in tax revenues: 1991: US banks offering private banking services to foreign heads of states that helped them hide illicit funds 2001: use of US… [read post]
16 Sep 2009, 8:07 pm
It also says that because UBS took two sides of a derivatives contract, the investment bank was able to liquidate the CDOs and did not sustain losses. [read post]
16 Sep 2009, 1:32 am
Hedge Fund Wins $35.5 Million Prejudgment Lien Against UBS
The Connecticut Law Tribune
In one of the first actions against bond rating agencies and banks over the so-called toxic debt instruments that helped trigger the economic meltdown, a Connecticut hedge fund has won a $35.5 million prejudgment lien against UBS Securities and UBS AG. [read post]
14 Sep 2009, 2:53 am
This action follows the earlier dismissals of the auction rate securities lawsuits that had been filed against UBS (refer here) and Northern Trust (refer here). [read post]
13 Sep 2009, 7:24 pm
Bank, 80 F. [read post]
10 Sep 2009, 7:16 am
Burned investors from European and regional banks to pension funds and bond insurers have sued banks alleging they created and peddled similar securities at the height of the mortgage boom and portrayed them as safe, low-risk investments. [read post]
30 Aug 2009, 10:16 pm
The Federal government is building criminal cases against more than 150 U.S. citizens holding overseas bank accounts with Union Bank of Switzerland (UBS), as reported by Reuters and the Banking Times. [read post]
20 Aug 2009, 7:50 pm
Securities regulators in different states have pushed for Wachovia and other brokerage firms, such as Wells Fargo, Citigroup, Bank of America, and UBS to buyback the frozen auction-rate securities that investors were left with after the market dropped. [read post]
16 Aug 2009, 10:20 pm
Since 2007, after UBS incurred huge losses, the bank's single largest sharholder has been the Government of Singapore Investment Corporation. [read post]
13 Aug 2009, 1:02 am
Reach Agreement in UBS Tax Evasion Dispute
Daily Business Review
The fate of 52,000 American clients of Swiss banking giant UBS, believed to be holding nearly $15 billion in secret accounts, is contained in details of a settlement agreement reached Wednesday between Swiss and U.S. negotiators. [read post]
12 Aug 2009, 1:10 pm
UBS had resisted disclosure, arguing that doing so would cause it to violate Swiss banking laws. [read post]
