Search for: "US SECURITY ASSOCIATES INC"
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21 Apr 2023, 8:16 am
American Bar Association comments that critique the use of noncompetes for low-wage workers but stop short of advocating FTC regulation are here. [read post]
21 Apr 2023, 6:20 am
From 1997 to 2021, while associated with UBS, Mr. [read post]
20 Apr 2023, 9:05 pm
Restrictions on the use of single-trade plans in any 12-month period and multiple overlapping Rule 10b5-1 Trading Arrangements for persons other than the issuer, except in certain circumstances. [read post]
20 Apr 2023, 1:20 pm
On February 9, 2023, the Security and Exchange Commission (“SEC”) charged Payward Ventures, Inc. and Payward Trading Ltd. [read post]
20 Apr 2023, 12:45 pm
Regal Securities Inc. [read post]
20 Apr 2023, 10:00 am
The Board found that Seirus Innovative Accessories, Inc. [read post]
20 Apr 2023, 8:08 am
Founded by serial entrepreneur and investor Wayne Chang, Patented.ai and LLM Shield significantly reduce the associated risks of commercial use of these cutting-edge technologies. [read post]
18 Apr 2023, 4:21 pm
About Solutions Law Press, Inc. [read post]
17 Apr 2023, 9:05 pm
“Blowback” is a term we use to associate with our foreign policy adventures. [read post]
17 Apr 2023, 7:03 am
Aegis Broker Surage Roshan Perera Reportedly Arrested for 16 Count Fraud Charges According to a press release from the US Attorneys office on March 27, 2023, federal authorities arrested financial advisor Surage Roshan Perera, the founder and Executive Director of Janues Capital, Inc. in Bellerose, Queens, on securities fraud charges. [read post]
17 Apr 2023, 5:50 am
The force halted its use of the technology in 2020 following a Court of Appeal judgement that found its use interfered with privacy and data protection law. [read post]
14 Apr 2023, 11:27 am
This rule requires broker-dealer firms to establish and maintain a system to supervise the activities of their associated persons (e.g., brokers) to ensure that they comply with securities laws and regulations. [read post]
13 Apr 2023, 10:19 am
According to his FINRA BrokerCheck profile, Russell was reportedly affiliated with DEUTSCHE BANK SECURITIES INC. [read post]
12 Apr 2023, 3:01 pm
About Solutions Law Press, Inc. [read post]
11 Apr 2023, 9:01 pm
Boards considering the use of super voting preferred stock to secure stockholder approval for a proposal would be well cautioned to undertake a careful review of the applicable laws, rules and duties before proceeding. [read post]
11 Apr 2023, 11:53 am
The firm also failed to supervise one of its brokers in connection with an offering of Platinum Wealth Partners, Inc. [read post]
11 Apr 2023, 11:44 am
Publ’ns, Inc., 135 USPQ 374, 375 (TTAB 1962). [2] Ex parte Meredith Publ’g Co., 109 USPQ 426, 426 (Comm’r Pats. 1956). [3] Lens.com, Inc. v. 1-800 Contacts, Inc., 686 F.3d 1376 (Fed. [read post]
11 Apr 2023, 11:44 am
Publ’ns, Inc., 135 USPQ 374, 375 (TTAB 1962). [2] Ex parte Meredith Publ’g Co., 109 USPQ 426, 426 (Comm’r Pats. 1956). [3] Lens.com, Inc. v. 1-800 Contacts, Inc., 686 F.3d 1376 (Fed. [read post]
10 Apr 2023, 8:26 am
05/07/2020 – 05/05/2021, CADARET, GRANT & CO., INC. [read post]
6 Apr 2023, 9:55 am
OMI Georgia, Inc., 640 F.2d 632, 634 (5th Cir. [read post]
