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20 Oct 2010, 8:07 am
The Securities and Exchange Commission (SEC) has issued a press release stating that the SEC has charged Paul T. [read post]
16 Nov 2021, 6:08 am by John Jascob
Its shares are not listed and do not trade on a registered national securities exchange. [read post]
16 Jan 2008, 8:00 pm
For example, it is not at all unusual for SEBI and the Securities Appellate Tribunal (SAT) to defer to US cases in areas like insider trading and securities fraud, all mainly pertaining to Section 10(b) of the US Securities Exchange Act, 1934. [read post]
30 Sep 2023, 8:04 am by Alessandro Cerri
In a recent decision (R 275/2023-4), which is particularly meaningful to anyone wondering about trade mark protection in virtual worlds, the Fourth Board of Appeal (the Board) of the European Union Intellectual Property Office (EUIPO) found that the figurative representation of a virtual firearm lacked the requisite distinctive character to be a registered as a trade mark.BackgroundColt CZ Group SE (Colt) is a Czech holding company which in 2021 acquired Colt's Manufacturing… [read post]
17 Dec 2019, 1:46 pm by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
15 Dec 2017, 2:12 pm by zamansky
Adding to the fervor and increasing the risk, Bitcoin futures started trading on the CBOE Futures Exchange this month and the CME plans to launch its Bitcoin futures trading on Monday. [read post]
21 May 2019, 2:00 pm by Silver Law Group
According to the fund’s website, it seeks to invest in fast-growing, large capitalization, domestic companies with active exchange-traded equity options. [read post]
28 Aug 2014, 7:46 am by Adam Weinstein
Finally, FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade) requires a member in the conduct of its business to observe high standards of commercial honor and just and equitable principles of trade. [read post]
16 Oct 2020, 5:57 am by zamansky
Securities and Exchange Commission (SEC) maintains an up-to-date list of trading suspensions. [read post]
24 Jan 2008, 8:35 am
In the Matter of Negotiated Data Solutions LLC (File No. 0510094)In an unusual move, the Federal Trade Commission decided in a 3-2 ruling that the FTC had the authority to file a complaint against company Negotiated Data Solutions ("N-Data") for allegedly charging "excess" licensing royalties for patents related to Ethernet technology in violation of Section 5 of the FTC Act. [read post]
4 Aug 2020, 6:10 am by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
19 Oct 2010, 9:51 am by Keith L. Miller
Apparently when notes held by Palm Beach Capital came due, Prevost and Harrold would trade them for previously issued notes that were due at a later date instead of using the proceeds to purchase new notes, as it had usually done. [read post]
15 Mar 2016, 6:49 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]