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17 Dec 2013, 9:42 am by Anushila Shaw
  Not long after its proposal, the rule was made into law in Section 619 of the 2010 Dodd-Frank Wall Street Reform Act, to take effect upon the issuance of implementing regulations. [read post]
10 May 2012, 2:39 pm
Per the Dodd Frank Wall Street Reform and Consumer Protection Act, private equity fund advisors must now register with the SEC. [read post]
5 Dec 2010, 11:25 am by James Hamilton
The Dodd-Frank Wall Street Reform and Consumer Protection Act authorized the SEC to implement shareholder access to management’s proxy card to nominate directors for election to the board. [read post]
25 Jun 2012, 7:39 am by Steve Hall
On Friday, the Arkansas Supreme Court ruled in Hobbs v. [read post]
16 Jul 2024, 9:01 pm by renholding
The SEC can seek penalties in federal court and, as a result of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act, in its own in-house proceedings. [read post]
15 Feb 2011, 8:32 am by Kara OBrien
Non-Enforcement Matters SEC Study Recommends a Uniform Fiduciary Standard for Providing Investment Advisory Services To no one’s surprise, the SEC — within a report mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act — recommended that regulations be implemented to create a uniform fiduciary standard for all providers of personalized investment advice to retail customers, whether such providers are registered as broker-dealers or… [read post]
20 Apr 2020, 3:57 am by SHG
When I learned that Mary Anne Franks taught criminal law, criminal procedure and First Amendment law at Miami law school, it didn’t seem possible. [read post]
23 May 2013, 10:06 am by Dan Markel
Levine) Jenia Iontcheva Turner – Effective Remedies for Ineffective Assistance of Counsel: A New Look After Lafler v. [read post]