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21 Nov 2017, 11:23 am by Theresa Gabaldon
Thar she blows In 2010, Congress was all about reforesting the new wasteland of American finance created by the 2008 financial crisis; the result was the Dodd-Frank Wall Street Reform and Consumer Protection Act, which transformed the banking and financial-services industry. [read post]
17 Nov 2017, 11:25 am
Industrial Pipe and Equipment Corporation in Nashua and Syintextil, Inc. in Manchester are two examples in this regard. [read post]
15 Nov 2017, 6:22 pm by Adam Weinstein
The investment fraud attorneys with Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Joseph Sterling (Sterling) currently associated with Geneos Wealth Management, Inc. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
  In September, cryptocurrency trading posted a record $11 billion in trading volume according to Crypto coin News, an industry tracking website. [read post]
7 Nov 2017, 1:30 pm
CoreCivic, Inc., the private prison company, will release its quarterly earnings report tomorrow, Nov. 8, to investors, which will mark an extraordinary one-year turnaround for an industry that depends on keeping people trapped in the criminal justice system. [read post]
5 Nov 2017, 2:56 pm by Kevin LaCroix
In an article last month in which it explained the ICO process (here), the Wall Street Journal called the ICO process “a cross between a traditional initial public stock offering and a crowdfunding. [read post]
23 Oct 2017, 12:34 pm by Overhauser Law Offices, LLC
According to the complaint, Plaintiff Amerifab, Inc. manufactures equipment to be used in a variety of industrial machinery, including heat transfer equipment. [read post]
12 Oct 2017, 4:22 pm by Cynthia Marcotte Stamer
The Secretary of Labor should also consider ways to promote AHP formation on the basis of common geography or industry. [read post]
12 Oct 2017, 6:59 am by Robert Kraft
In continuing coverage, the Wall Street Journal reports that Altria Group Inc. and British American Tobacco PLC will run advertisements as part of a settlement with the Department of Justice over misleading statements made about cigarettes. [read post]
12 Oct 2017, 4:23 am by Edith Roberts
, Morgan Stanley and Viacom Inc. at odds with the Trump administration. [read post]
10 Oct 2017, 2:05 am
In a bit of mathematical magic, we seem to have traveled twice around a circle only to find ourselves at the end of the beginning of the beginning of the end -- the amazing Mobius Strip of Wall Street Regulation.Case In PointIn September 2007, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed a Complaint charging that, in July 2006, John M.E. [read post]
5 Oct 2017, 5:20 pm by Wolfgang Demino
Some swampy "analysis" from the Washington Times VEGGIE LIBEL PLUShttp://www.washingtontimes.com/news/2017/oct/4/editorial-abuse-by-the-administrative-state/ In its Oct 5, 2017 editorial, the Washington Times serves up diatribe as analysis and uses the private student loan mess -- and the CFPB's efforts to deal with it -- as an occasion to inveigh against "rogue agencies" that "routinely set aside actual duties to feed their own visions of justice. [read post]
13 Sep 2017, 4:00 pm by Cynthia Marcotte Stamer
NLRB, the Fifth Circuit upheld and ordered the enforcement of a National Labor Relations Board (NLRB) ruling that telecommunications industry employers T-Mobile and MetroPCS (T-Mobile) engaged in unfair labor practices in violation of Section 8 of the NLRA by maintaining a policy that prohibited all photography and audio or video recording in its workplace without the employer’s prior permission (“Recording Policy”). [read post]
8 Sep 2017, 7:32 am by Joy Waltemath
He was also assigned duties cleaning tables, scrubbing walls, taking out trash, sweeping floors, and cleaning restrooms. [read post]
5 Sep 2017, 5:09 pm by Kevin LaCroix
Indeed, as I noted in my mid-year review of 2017 YTD securities class action lawsuit filings, pharmaceutical companies collectively represent the industry group most frequently hit with securities suits. [read post]