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7 May 2010, 10:43 am
Also Found to Have Inadequate Anti-Money Laundering Program andnbsp; Washington, DC andmdash; The Financial Industry Regulatory Authority (FINRA) announced today that it has fined five broker-dealers a total of $385,000 for the illegal sale of more than 8 billion shares of penny stock on behalf of their customers. [read post]
27 Nov 2017, 4:35 pm
DONALD JOHN TRUMP, in his official capacity as President of the United States of America, 1600 Pennsylvania, Avenue, NW, Washington, DC 20500, JOHN MICHAEL MULVANEY, in his capacity as the person claiming to be acting director of the Consumer Financial Protection Bureau, 725 17th Street, NW, Washington, DC 20503, Defendants. [read post]
27 Nov 2017, 4:35 pm
DONALD JOHN TRUMP, in his official capacity as President of the United States of America, 1600 Pennsylvania, Avenue, NW, Washington, DC 20500, JOHN MICHAEL MULVANEY, in his capacity as the person claiming to be acting director of the Consumer Financial Protection Bureau, 725 17th Street, NW, Washington, DC 20503, Defendants. [read post]
1 Apr 2012, 3:54 am
. **** April 1-3 Sponsor: CII Event: Council of Institutional Investors 2012 Spring Conference: Shaping the Future Location: Washington, DC April 3-4 Sponsor: FRA Event: The 4th Annual Mastering Due Diligence for Alternative Investments Location: New York, NY April 6 Sponsor: Hedge Funds Care Event: Conquer Vail for Kids Location: Vail, CO April 10 Sponsor: SEHFA Event: Off the Grid Economic Indicators – Gold, Guns and Google Searches Location: Atlanta, GA… [read post]
11 Jan 2011, 12:00 am
“The Past Is Alive … The Work Is Not Yet Done” is the theme of Washington University in St. [read post]
28 Jul 2020, 6:14 am
In celebration of the anniversary of this momentous Act, Better Markets and The George Washington University Law School co-hosted “Ten Years After Dodd-Frank,” a virtual conference. [read post]
2 Aug 2017, 3:06 am
That is one of two types of subsidies included in the ACA as part of the basic financial mechanisms to make the system of insurance marketplaces (“exchanges”) function and continue to survive financially. [read post]
24 Sep 2008, 8:11 am
McCain is monitoring the situation closely," said campaign co-manager Steve Schmidt on a conference call Monday. [read post]
22 Oct 2014, 8:49 am
Bradlee with Washington Post owner Katherine Graham in 1971. [read post]
13 Jan 2014, 7:53 am
Co-conspirator Wang, the owner of Lifetime Financial Services, pleaded guilty to related charges on November 20, 2012, and was sentenced to 24 months in prison on February 26, 2013. [read post]
12 Oct 2005, 2:47 pm
"American families are facing financial hardship not experienced for generations, and we commissioned this survey to tell us precisely why they are turning to credit cards so often," says Tamara Draut, Director of the Economic Opportunity Program at Demos and co-author of the report. [read post]
4 Dec 2008, 6:40 am
Have you been asked to reduce your budget as a result of the current financial crisis? [read post]
27 May 2010, 10:00 am
Ferrer also stressed that the task force co-chair, Cecilia Muñoz, warned on Tuesday that there is division in Puerto Rico on HR 2499, which was adopted by the House and is now pending in the U.S. [read post]
21 Feb 2012, 9:22 am
Readers can also view an interactive chart for updated financial results as they are reported. [read post]
9 Aug 2016, 11:23 am
She is an adjunct professor of law at the Georgetown University Law Center, where she co-teaches the Church-State Law Seminar. [read post]
20 Jun 2011, 9:07 am
The bill was co-sponsored by then-Rep. [read post]
20 Jan 2022, 1:17 pm
Kirk of Kang Haggerty co-authored “Internal Investigations in the NFL: Lessons for Organizations Large and Small. [read post]
8 Aug 2011, 11:59 am
Sorkin’s coverage of the controversial Wall Street bail out culminated in his first book: Too Big to Fail: How Wall Street and Washington Fought to Save the Financial System – and Themselves. [read post]
8 Jul 2015, 2:29 pm
Gray, and its co-CEO Robert C. [read post]
30 Sep 2015, 11:10 am
This article is forthcoming in the Washington University Law Review in 2015. [read post]