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22 Mar 2022, 11:19 am
In addition, in 2021, Commissioner and former Acting Chair Allison Herren Lee called for increased focus on climate change disclosure. [read post]
21 Mar 2022, 10:58 am
Posted by Allison Herren Lee, U.S. [read post]
18 Mar 2022, 11:51 am
Motion to Vacate FINRA Arbitration Award Fails To Raise Federal Jurisdiction (BrokeAndBroker.com Blog)Court Imposes Restrictions on Credit Repair Company to Protect Consumer (DOJ Release)SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors (SEC Release)Shelter from the Storm: Helping Investors Navigate Climate Change Risk[1] by SEC Commissioner Allison Herren Lee Statement on the Enhancement and Standardization of Climate-Related Disclosures for… [read post]
18 Mar 2022, 10:29 am
(Allison Good, S&P Global). [read post]
17 Mar 2022, 7:00 am
On March 15, it was reported that Allison Herren Lee will step down as a commissioner at the U.S. [read post]
16 Mar 2022, 12:30 pm
District Court Judge Allison D. [read post]
16 Mar 2022, 10:04 am
Allison Gill – Veterans Affairs Whistleblower Original Article – 10/12/2020 On March 25, 2020, Gill received a letter from the Department of Veterans Affairs advising her she was being fired and her removal was “for being medically unfit. [read post]
16 Mar 2022, 3:30 am
Yesterday, Commissioner Allison Herren Lee announced that she had notified President Biden that she intends to step down from the Commission once her successor has been confirmed. [read post]
15 Mar 2022, 11:27 pm
This blog was co-authored by: Allison Williams, Director and Bongekile Gasa, Candidate Attorney. [read post]
14 Mar 2022, 4:40 am
The CVS Health Ombuds Team currently includes: Allison Monyei Whaley, Ombuds Manager & Ombuds for Employees at Montgomery College;Nnena Odim, a Mediator/Facilitator/Trainer/ADR Consultant with MWI and Attorney/Mediator/Clinical Instructor at WilmerHale;Alnoor Maherali, Co-Founder and Senior Mediator with Venn Mediation LLC;Barb Beatty, former University Ombuds at Metropolitan State University of Denver; Wendy Friede, Principal with Friede Coaching and Consulting and former Corporate… [read post]
14 Mar 2022, 3:58 am
Sourcing product from China just got even riskier. [read post]
14 Mar 2022, 3:30 am
I and the Jotwell Student Editors — Claire Chatellier, Bridget Dye, and Allison M Paquin — wish our readers in and outside Ukraine safety and good health. [read post]
13 Mar 2022, 5:06 pm
” Allison’s convictions for federal programs bribery, 18 U.S.C. [read post]
12 Mar 2022, 7:45 am
TM Staff Statement / SEC Division of Trading and MarketsStatement on Planned Departure from the Commission by SEC Commissioner Allison Herren LeeFounder Of Cyberfraud Prevention Company Pleads Guilty To Defrauding Investors Of Over $100 Million / Adam Rogas Raised $123 Million From Investors Using Financial Statements That Showed Tens of Millions of Dollars of Revenue and Assets that Did Not Exist (DOJ Release)Serial Fraudster Pleads Guilty in U.S. [read post]
12 Mar 2022, 7:45 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6345/securities-industry-commentator/TM Staff Statement / SEC Division of Trading and MarketsStatement on Planned Departure from the Commission by SEC Commissioner Allison Herren LeeFounder Of Cyberfraud Prevention Company Pleads G... [read post]
12 Mar 2022, 7:45 am
SEC Claims Review Staff Tortures Whistleblower With Denial of Eventual $14 Million Award (BrokeAndBroker.com Blog)TM Staff Statement / SEC Division of Trading and MarketsStatement on Planned Departure from the Commission by SEC Commissioner Allison Herren LeeNevada Man Convicted by Federal Jury of Fraud and Money Laundering / Defendant Solicited Investments Money from Victims for Drug and Alcohol Rehab Centers in KS and AZ (DOJ Release)Union County Investment Advisor Arrested for… [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
11 Mar 2022, 6:01 am
Louis), on Friday, March 4, 2022 Tags: Capital formation, Direct listings, Investor protection, IPOs, Mergers & acquisitions, PSLRA, Securities litigation, Securities regulation, SPACs, Special purpose vehicles Women in the Boardroom: 2022 Update Posted by Dan Konigsburg and Sharon Thorne, Deloitte, on Saturday, March 5, 2022 Tags: Boards of Directors, Diversity, ESG, Human capital Remarks by Commissioner Lee… [read post]
10 Mar 2022, 10:43 pm
Allison McDaniel of 9to5Mac shares tips for using Apple's Notes app on the iPhone. [read post]
7 Mar 2022, 10:03 am
Before Gensler was confirmed, then-Acting SEC Chair Allison Herren Lee sought public comment on climate disclosure, including Scope 1, 2, and 3 disclosures.In their own words. [read post]
