Search for: "Financial Service"
Results 4981 - 5000
of 83,735
Sorted by Relevance
|
Sort by Date
10 Nov 2009, 4:00 am
The Private Fund Investment Advisers Registration Act, just approved by the House Financial Services Committee, eliminates this exemption. [read post]
16 Sep 2012, 7:46 pm
Those banks, asset managers and other types of financial services firms that put internal controls in place and regularly measure and monitor their exposures are in a much better position to attract and retain new clients. [read post]
28 Nov 2022, 9:02 am
UBS Financial Services Inc. [read post]
21 Nov 2022, 9:02 am
UBS Financial Services Inc. [read post]
10 Dec 2021, 8:45 pm
The PSR plans to give directions to implement its regulatory framework before the NPA goes live using its powers under the Financial Services (Banking Reform) Act 2013. [read post]
10 Jul 2007, 8:29 pm
The following is a Press Release issued by the Society of Financial Service Professionals on July 10, 2007 "In light of the July 8 New York Times cover story "For Elderly Investors, Instant Experts Abound" on some of the designations used by financial and insurance professionals, the Society of Financial Service Professionals (FSP) is restating the criteria it uses to evaluate the credentials that make an individual eligible… [read post]
11 Oct 2019, 2:00 pm
What business owners often overlook is the alternative financial technique known as a private equity recapitalization (recap). [read post]
11 Oct 2019, 2:00 pm
What business owners often overlook is the alternative financial technique known as a private equity recapitalization (recap). [read post]
14 Oct 2008, 5:07 am
As noted in this article in Information Weekly, these pending and proposed lawsuits are going to require financial services companies to produce reams of e-mail and other communications, not to mention transaction records and other financial data. [read post]
8 Feb 2023, 7:00 am
It is a proactive approach to managing your finances and can help you to make informed decisions about spending, investing, and other financial activities. [read post]
31 Mar 2022, 8:44 am
On 30 March 2022, the Financial Ombudsman Service (FOS) published their 2022/2021 Plans and Budget, setting out their plans to invest in change, reduce the time it takes to resolve cases, to become financially sustainable and to enable them to deliver a better service for customers. [read post]
7 Mar 2023, 6:20 am
The witnesses have been announced for the hearing on the CFPB to be held on March 9, 2023 by the House Financial Services Committee’s Subcommittee on Financial Institutions and Monetary Policy. [read post]
27 Oct 2010, 2:24 pm
Legal finance services are available to help an injured person or loved one pay important bills and expenses, while waiting for a fair resolution of his/her case. [read post]
4 Dec 2020, 8:55 pm
On 3 December 2020, the FCA published its evaluation of its work on the financial advice market. [read post]
11 Apr 2017, 5:35 am
The Internal Revenue Service (IRS) advises that this is an “outstanding way to secure financial records. [read post]
18 Mar 2011, 2:56 pm
., one of the largest food service and facility management companies in the United States, is accusing the Service Employees International Union of orchestrating a massive extortion scheme in order to unionize the corporation’s 80,000 non-unionized employees. [read post]
24 Jul 2019, 7:00 am
Financial technology, often referred to as FinTech, is the marriage between financial and technology services. [read post]
13 Dec 2010, 1:30 am
The proposals involved disbanding the Financial Services Authority and establishing the following three specialist regulators: • a macro prudential regulator, the Financial Policy Committee, within the Bank of England with no direct regulatory responsibility for any firms;• a micro prudential regulator, the Prudential Regulation Authority, a subsidiary of, but operationally independent from, the Bank of England; and• a conduct of business… [read post]
30 Mar 2008, 2:04 am
While these powers are more extensive than those available to the Financial Services Authority in the United Kingdom, the Council has recommended legislative changes that would give a statutory manager appointed by APRA additional powers, and provide APRA with greater flexibility in arranging a takeover by, or a transfer of assets and liabilities to, another ADI in a timely fashion. [read post]
14 Aug 2023, 10:07 pm
Fit and proper exemption – FFSPs that are authorised, registered or licensed to legally provide financial services by a comparable regulator and which only provide financial services to wholesale clients, will be exempt from the fit and proper person test. [read post]
