Search for: "Sterns"
Results 5001 - 5020
of 7,072
Sorted by Relevance
|
Sort by Date
20 Apr 2007, 12:20 am
It's clear from Herb Stern's comments that Judge Nottingham wasn't going to allow Nacchio to testify about secret government contracts. [read post]
13 Jun 2016, 6:41 am
From January 2010 until August 2011, Foote was registered with Sterne Agee Financial Services, Inc. [read post]
28 Jul 2009, 6:34 pm
As for the integrity of the game, ask David Stern about his referees. [read post]
22 Sep 2016, 5:07 am
Commentary on these developments comes from Mark Joseph Stern at Slate. [read post]
20 Apr 2019, 1:42 pm
Benjamin Bourgeois has 4 disclosures on his FINRA BrokerCheck Report, and has 27 years in the securities industry with 9 firms, including the following: Commonwealth Financial Network, Metairie, LA— May 29, 2015 to April 1, 2019 LPL Financial LLC, Metairie, LA— March 7, 2014 to June 5, 2015 Sterne, Agee & Leach, Inc., New Orleans, LA— May 14, 2009 to March 11, 2014 FB Investments, Inc, Harvey, LA— April 6, 2001 to May 21, 2009 Finally, it is important to note… [read post]
20 Sep 2008, 3:49 am
Earlier at the turn of this century, we saw the very same questions being asked when a governance crisis of a slightly different nature occurred with Enron, WorldCom, Tyco and other companies being mired in accounting scandals.Following this, stern legislative measures were introduced in the U.S. in the form of the Sarbanes-Oxley Act of 2002 that required companies listed in the U.S. to put in place strong systems and practices to enhance corporate governance. [read post]
21 May 2019, 8:00 am
We know that when a person feels relaxed and doesn’t get stern lectures that person is more open to solutions. [read post]
16 Mar 2017, 12:21 pm
Dad might provide a stern, disciplinarian’s hand when needed, but it wasn’t as socially acceptable for him to be emotionally engaged with his family. [read post]
1 May 2017, 6:59 am
The court found that the documentary and testamentary evidence presented by Bear Sterns overwhelmingly demonstrated that Bear Stearns’ misconduct profited their customers instead of resulting in Bear Stearns’ own “ill-gotten gains. [read post]
22 Jul 2013, 4:09 pm
Stern, a Professional Law Corporation, we have nearly thirty years of experience assisting clients who are buying or selling their businesses. [read post]
8 Apr 2009, 2:44 pm
This enormous well of unpaid debt coincided with the breaking news of financial collapse of some of the nation’s biggest financial firms such as Bear Sterns, Lehman Brothers, and the now infamous AIG. [read post]
27 Jun 2011, 8:49 pm
While he can couch his prognostications with language like “my relatively uninformed read” (for Stern v. [read post]
23 Jun 2014, 3:44 am
And here’s an excerpt from the latest WSJ article: “It’s not unheard of for an agency to serve a subpoena to Congress, but for an agency to sue is—if not unprecedented—at least very rare,” said Michael Stern, who was senior counsel to the U.S. [read post]
11 Mar 2011, 7:51 am
” Those who don’t agree will receive a stern warning that their group will be dismantled “by any means necessary. [read post]
2 May 2012, 8:58 am
There was a stern warning about the extra-terratorial reach of the UK Bribery Act. [read post]
5 Aug 2012, 1:22 pm
An afternoon plenary session, Successful Corporate Partnerships from the Inside Out, moderated by CompassPoint CEO Jeanne Bell, introduced us to five signature corporate-nonprofit partnerships between PG&E and Habitat for Humanity Greater San Francisco, Wells Fargo and Stern Grove Festival Association, Target and the Alameda County Community Food Bank, and Forest City and Intersection for the Arts. [read post]
22 Aug 2018, 3:56 am
” At Slate, Mark Joseph Stern suggests that “[a]side from the looming election,” “there is one clear reason” why the Republicans are “so eager to push through Kavanaugh’s nomination before the documents [from the nominee’s days in the White House counsel’s office] are released”: “The Supreme Court has stacked its October docket with major cases that will require Kavanaugh’s vote for a conservative victory. [read post]
21 Nov 2013, 9:36 am
Despite, however, consistently delivering similar stern enforcement warnings since becoming Commissioner, the Bureau’s enforcement success has been a bit mixed in the past year – with some significant victories (many on the criminal side, such as record $5 million and $30 million bid-rigging fines) but also several significant setbacks (including losses on the civil side in the recent TREB real estate abuse of dominance case before the Competition Tribunal; Canadian credit cards… [read post]
22 Mar 2021, 6:11 am
Associate Professor at Columbia Business School; Christopher Conlon is Assistant Professor of Economics at NYU Stern School of Business; and Michael Sinkinson is an Assistant Professor of Economics at the Yale School of Management. [read post]
21 May 2018, 7:43 pm
Sun – Chantal Kreviazuk & Raine Maida Date: October 24, 2018Location: 171 Town Centre Boulevard, Markham, Ontario, L3R 8G5 For more information please visit Flato Markham Theatre and a list of their events. 2017/2018 Flato Markham Theatre performances:Branford Marsalis Quartet, Michael Kaeshammer, Nikki Yanofsky, Eddie Palmieri: Eddie at 80, A Night of Synergy: Dave Koz and Rob Tardik, Sophie Milman 2016/2017 Flato Markham Theatre performances:Jane Bunnett &… [read post]
