Search for: "Merril"
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25 Apr 2007, 1:45 pm
Note that "banks" includes "investment bankers" such as Merrill Lynch, Morgan Stanley, Smith Barney, etc. [read post]
24 Apr 2007, 2:48 pm
The quote at the end of the article took on that approach:"The U.S. has actually prided itself on having the toughest regulations in the world … and along with that, we were always thought of as the Mercedes-Benz of financial markets," said Richard Bernstein, chief investment strategist for Merrill Lynch. [read post]
23 Apr 2007, 3:30 am
That testimony helped lead to the improper convictions of four former Merrill Lynch executives that were later overturned on appeal (see also here). [read post]
20 Apr 2007, 1:23 pm
Those meetings include Wells Fargo and Merck on April 24; Wyeth, Lockheed Martin, Capital One, and Valero Energy on April 26; and Abbott Laboratories, AT&T, and Merrill Lynch on April 27. [read post]
20 Apr 2007, 10:57 am
Jazz: Helen Humes' Swingin' with Humes, Helen Merrill, Blossom Dearie's Once Upon A Summertime, A Jazz Date With Chris Connor, and Duke Ellington & John Coltrane Guiltiest Pleasures: You're The One That I Want (from the 1978 Grease soundtrack), Hot Child in the City by Nick Gilder [read post]
17 Apr 2007, 8:49 am
The director of campus recruiting for Merrill Lynch says the company plans to add podcasts and more streaming media. [read post]
16 Apr 2007, 7:59 am
We really enjoyed the opportunity to share ideas with Craig Levinsohn, exec vice president, marketing, and Allison Guidette, vice prez, marketing, at Merrill Corp., where we got into a lively discussion of the delivery of electronic data discovery and litigation support services. [read post]
15 Apr 2007, 8:54 am
Cases cited included In re American Fertility Society, 188 F.3d 1345 (CAFC 1999), In re Merrill Lynch, 828 F.2d 1567, In re Steelbuilding, 415 F.3d 1293In Acumed v. [read post]
13 Apr 2007, 8:59 am
The issue will be on the ballot at Abbott Laboratories, AT&T, and Merrill Lynch on April 27. [read post]
11 Apr 2007, 11:00 am
Defendants in the petition include Credit Suisse First Boston LLC, Pershing LLC, Merrill Lynch Pierce Fenner & Smith Inc., Credit Suisse First Boston (USA) Inc., Merrill Lynch & Co., Barclays Capital Inc., Barclays Bank PLC, and Barclays PLC. [read post]
10 Apr 2007, 8:47 am
Among them, Kroll, Xiotech, Merrill Corp., Amy Juers' Edge Legal Marketing, and so many more. [read post]
10 Apr 2007, 1:21 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKAlternative Dispute Resolution$12.5 Million Arbitration Award to Brokers For Defamation Claim Stands Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
9 Apr 2007, 8:44 am
Do you really get your Con Law book signed by Larry Tribe or your Admin book signed by Tom Merrill? [read post]
6 Apr 2007, 10:10 am
Merrill Lynch, et al.) is: Does liability exist under §10(b) of the Securities Exchange Act of 1934 and Securities and Exchange Commission Rule 10b-5, where an actor knowingly uses or employs deceptive devices and contrivances, as part of a scheme to defraud investors in another public company, but itself makes no affirmative misrepresentations to the market? [read post]
6 Apr 2007, 2:34 am
The Houston Chronicle reports (here) that the government has decided to retry the three Merrill Lynch defendants accused of helping Enron by arranging a sham transaction to purchase and then resell Nigerian Barges at the year-end in 1999. [read post]
5 Apr 2007, 7:16 am
(The opinion specifically cited the Nigerian Barge case as an example of Merrill's allegedly fraudulent conduct.) [read post]
5 Apr 2007, 5:00 am
As the charts in the Merrill Lynch SOX report show . . . [read post]
4 Apr 2007, 10:55 am
(Thus, this was called the "Merrill Lynch" Rule.) [read post]
4 Apr 2007, 7:17 am
(The opinion specifically cited the Nigerian Barge case as an example of Merrill’s allegedly fraudulent conduct.) [read post]
3 Apr 2007, 8:17 am
Calger pled to one count of wire fraud in connection with a transaction that prosecutors argued violated the "theft of honest services" statute, a theory that has been called into question by the Fifth Circuit, leading to the reversal or vacation of sentences in both the Merrill Lynch case and the Enron Broadband case. [read post]