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23 Dec 2019, 1:40 pm by Silver Law Group
  Intersecurities, Inc   Murray, Robert   SW Financial   Joseph Stone Capital LLC   Stokes, Dain   LPL Financial LLC   Edward Jones Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
   Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Claims Involving Centaurus Financial Broker Katherine Nishnic appeared first on Investor Lawyers Blog. [read post]
21 Dec 2019, 6:42 am by Gordon Ahl
Jacob Schulz posted a district court opinion and order that Edward Snowden cannot collect the proceeds from his new book. [read post]
20 Dec 2019, 9:30 pm by ernst
Edward White (University of Virginia) about Volume III of Law in American History (Oxford University Press, 2019). [read post]
20 Dec 2019, 8:41 am by Erin Napoleon
Senator Edward Markey, who helped draft the act, stated that “the FCC has, and should use, its authority to address any remaining gaps. [read post]
20 Dec 2019, 7:09 am by Jack Sharman
Edward Gibbon, The History of the Decline and Fall of the Roman Empire: Abridged Edition — A crazily influential and timely book. [read post]
20 Dec 2019, 6:10 am
Truesdell, Davis Polk & Wardwell LLP, on Friday, December 13, 2019 Tags: Capital formation, IPOs, Listing standards, NYSE, SEC, SEC rulemaking, Securities regulation, Underwriting Financial Institutions Developments: Merger of Equals Posted by Edward D. [read post]
19 Dec 2019, 1:01 pm by Astarita
The Securities and Exchange Commission today announced charges against Edward Espinal, of Wayne, New Jersey, and his company, Cash Flow Partners LLC, in connection with an alleged $5 million Ponzi scheme that defrauded at least 90 investors, many of…Read the Full Press ReleaseHave a securities law question? [read post]
19 Dec 2019, 12:17 pm by Gordon Ahl
Jacob Schulz posted a court ruling that said Edward Snowden cannot collect the proceeds from his new book. [read post]
19 Dec 2019, 9:45 am by Erin Napoleon
” The post Federal judge rules US government entitled to proceeds from Edward Snowden’s memoir and speeches appeared first on JURIST - News - Legal News & Commentary. [read post]
Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Sagepoint Financial Over GPB Private Placement Sales appeared first on Investor Lawyers Blog. [read post]
19 Dec 2019, 1:31 am by Alan Rosca
Timothy Edward Johnson, a former broker and registered investment adviser, was barred by the Financial Industry Regulatory Authority (FINRA) on the allegations of his failure to respond to FINRA’s request for information which is a violation of FINRA Rule 8210, according to an investigation by investor rights attorney, Alan Rosca. [read post]
19 Dec 2019, 1:31 am by Alan Rosca
Timothy Edward Johnson, a former broker and registered investment adviser, was barred by the Financial Industry Regulatory Authority (FINRA) on the allegations of his failure to respond to FINRA’s request for information which is a violation of FINRA Rule 8210, according to an investigation by investor rights attorney, Alan Rosca. [read post]
18 Dec 2019, 9:05 pm by Coral Beach
Other provincial counts are: British Columbia with 31, Saskatchewan with 8, Manitoba with 24, Ontario with 8, Quebec with 2, New Brunswick with 1, Prince Edward Island with 1, Northwest Territories with 1, and Nunavut with 6. [read post]
18 Dec 2019, 6:55 pm by Timothy B. Lee
Enlarge (credit: Justin Sullivan/Getty Images) The US government is entitled to every cent Edward Snowden earns from publishing his memoir, Permanent Record, a federal judge ruled on Tuesday. [read post]
18 Dec 2019, 1:23 pm by Jonathan Holbrook
This post summarizes opinions issued by the North Carolina Court of Appeals on December 17, 2019. [read post]
18 Dec 2019, 11:51 am
WaPo reports.Snowden has been charged with espionage since 2013, when he exposed top-secret surveillance documents in what may have been the biggest security breach in U.S. history. [read post]
18 Dec 2019, 8:09 am by Jacob Schulz
District Court for the Eastern District of Virginia ruled that the government can collect the proceeds from Edward Snowden's new book because the book contains disclosures that violate Secrecy Agreements that Snowden had signed with the CIA and the NSA. [read post]
  Continue Reading › The post Shepherd Smith Edwards and Kantas Continues to Investigate Claims Involving Merrill Lynch Strategic Return Notes appeared first on Investor Lawyers Blog. [read post]