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23 Sep 2011, 1:55 pm
Of particular interest, the deficiencies highlighted by the report include: (i) inaccurate calculations by firms of excess working capital on Form 31-103F1; (ii) inadequate insurance coverage by registered portfolio managers and investment fund managers; (iii) a lack of disclosure by portfolio managers regarding the use of client brokerage commissions; (iv) a delegation of "know your client" and suitability obligations by portfolio managers; (v) EMDs… [read post]
16 Jan 2011, 10:35 am
Accordingly, the letters assert these conflicting amendments are preempted by operation of the Supremacy Clause set forth in Article VI of the U.S. [read post]
30 Nov 2006, 4:04 pm
We wrap it all up in Part VI, Unenumerated Rights and the Future of Constitutional Doctrine. [read post]
13 Jun 2010, 4:20 am
The sanction pronounced by the domestic courts was excessively severe in view of the lack of flexibility in the domestic law and disproportionate to whatever legitimate aim was pursued.The Court also held that the length of the proceedings against the organization-- six years-- violated Article VI of the Convention (right to a fair trial within a reasonable time). [read post]
13 Nov 2012, 12:33 pm
To schedule a free consultation or to speak to a knowledgeable Idaho truck accident attorney, contact us vi at 208.386.9119. [read post]
12 Jul 2010, 7:00 pm
Marine Corps pertaining to jointly-shared missions requiring legal support; vi. [read post]
28 Aug 2013, 7:04 am
But the court is deferring objections based on treatment of pension rights in a plan because they are not eligibility issues (see section VI of the order, p. 6). [read post]
31 Mar 2010, 12:34 am
" The company blamed today's bankruptcy filing on excessive secured debt and costs arising from litigation related to an attempted sale of the company's assets pursuant to Article 9 of the Uniform Commercial Code by its secured lender, Kazi Management VI, LLC. [read post]
3 Oct 2012, 11:12 am
According to the guidance, disclosure should include such information as (i) the principle terms of the transaction and the securities issuable; (ii) the value of the consideration and a summary of the independent report, where security holder approval is required; (iii) the maximum number of securities issuable under the transaction as an absolute number and as a percentage of the listed issuer's outstanding number of pre-transaction securities on a non-diluted basis; (iv) the effect the… [read post]
10 Jan 2007, 1:16 pm
Vi Simpson, D-Ellettsville, sent a letter to Carter on Tuesday questioning the legality of the deal because its 10-year term exceeds what she believes is a four-year limit outlined in the Indiana Code. [read post]
16 Sep 2016, 10:24 am
En su argumento también hace mención del artículo VI sección 4 de la Constitución del Estado Libre Asociado que dispone que “Nadie será privado del derecho al voto por no saber leer y escribir o por no poseer propiedad”. [read post]
20 Jan 2017, 11:01 am
Guzmán first, after several other offices -- including Manhattan and Chicago -- vied for the opportunity. [read post]
17 Jul 2012, 3:47 am
The sections in question – (§§64.611(e)(2), 64.611(e)(3), 64.611(g)(1)(v), 64.611(g)(1)(vi), and 64.613(a)(3) – involve disclosure of: ownership of iTRS providers; disclosure of sponsorship of iTRS services; information about the infrastructure of call centers and copies of deeds for the property where centers are located; reports of service interruptions and cessation of service; and annual reports to the FCC. [read post]
8 May 2012, 9:22 am
She also vied for the Superior Court chief judge position in 2008, a job that ultimately went to current Chief Judge Lee Satterfield. [read post]
14 Jan 2011, 7:44 am
Senate Bill 180 was introduced by Senator Vi Simpson (D-Ellettsville) on January 5. [read post]
21 Feb 2023, 4:30 am
Finally, Part VI assesses the virtue of First Amendment audits, reviewing auditors’ self-serving interests, the opportunity for audits to promote a healthy skepticism of government, and their capacity to illuminate issues of public concern. [read post]
1 May 2023, 8:55 am
Finally, in section VI, we connect the results about rules with other issues in legal philosophy. [read post]
8 Mar 2013, 7:23 am
Also in our Constitution under ARTICLE VI. [read post]
6 Nov 2007, 9:00 pm
As to the title of this blog entry, it is from Shakespeare's Henry VI, Act IV, Scene II, which is apparently about one of the approaches tyrants can try to take for consolidating power; that is to say, when lawyers exist who are willing to stick their necks out for justice in the first place. [read post]
26 Oct 2009, 10:48 am
" Specifically, the policy considers: (i) how to engage shareholders on the issue; (ii) the nature of compensation disclosure to shareholders; (iii) the purpose of an advisory vote on executive compensation; (iv) the form of the resolution to be contained in the management information circular; (v) how to respond to the results of the advisory vote; and (vi) the regular review of the policy. [read post]
