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16 Dec 2013, 6:36 am
Capital Bank v. [read post]
29 Jul 2015, 1:05 pm
Governor Hassan said that “One of Live Free and Start’s top priorities, the Uniform Securities Act modernizes our securities regulations with a focus on investor protection and reducing hurdles for businesses trying to raise the capital that they need. [read post]
29 Oct 2013, 8:26 am
The number is significantly less if you expect someone to go the ‘considerable trouble’ of moving the cursor over the box and ticking it,” said Paul Rand, senior counsel with RBC Capital Markets. [read post]
8 Mar 2013, 4:24 am
I have not hidden my distate for lawmakers that see the state workers' compensation insurance fund as their piggy bank, ready to be broken any time a few extra dollars are needed to make up for some budgetary deficit.So it was with a bit of interest that I read this morning that some New Yorkers are calling for the rejection of Gov. [read post]
13 Apr 2013, 12:47 am
Sadly, this appears to be just another supremely shady attempt by RBC to subvert employment standards and place risk entirely on the back of the misclassified employee intern.Misclassification of employees has a rich history with Canada's banking sector. [read post]
16 Dec 2020, 7:57 am
Here is how truly free capitalism, which doesn’t exist in this country, works. [read post]
29 Nov 2012, 10:11 am
While the decision still must clear bureaucratic hurdles, American retailers welcome the opportunity to capitalize on one of the world’s largest consumer markets. [read post]
15 Nov 2012, 10:31 am
Previously he has been selected by the Central American business weekly CAPITAL FINANCIERO as one of the "40 under 40" acknowledging to his achievements as a young legal professional. [read post]
21 May 2019, 10:25 am
For the sake of argument, let’s assume both Soft Bank and Deutsche Telekom want to cash out, or irrationally allow their investments to sink into bankruptcy liquidation. [read post]
17 Apr 2019, 8:20 am
But one of the primary reasons for the Bureau’s moving ahead with the proposal is because the Section 913 study revealed that investors are confused about the different roles their broker-dealers and investment advisers play as financial professionals, to the point of mistakenly believing that broker-dealers currently have a fiduciary duty to protect their customers’ investment interests. [read post]
14 Feb 2017, 5:11 am
Every administration has one center of power you can't mess with. [read post]
18 Jan 2013, 11:47 am
We do have higher income taxes, we have more taxes built into dividends and capital gains. [read post]
17 Feb 2021, 10:23 am
Gunmen in Nigeria kidnapped over 40 students and staff and killed one in the latest high-school abduction, according to the Wall Street Journal. [read post]
3 Nov 2020, 7:23 am
The capital, Manila, was largely spared. [read post]
10 Jul 2013, 8:47 pm
Rule 506 of Regulation D of the Securities Act of 1933 is the exemption relied upon by many private companies raising capital. [read post]
12 Dec 2020, 4:00 am
Comprehensive multiyear strategic, financial and capital plans were also not developed. [read post]
12 Dec 2020, 4:00 am
Comprehensive multiyear strategic, financial and capital plans were also not developed. [read post]
22 May 2019, 8:14 am
., Eric Trump, Ivanka Trump and the Trump Organization will argue in federal court in Manhattan today for an injunction blocking Deutsche Bank from complying with subpoenas from the House Financial Services Committee and the House Intelligence Committee, and Capital One from complying with a subpoena from the Financial Services Committee, notes Reuters. [read post]
2 Jan 2018, 7:00 am
Protesters in Qahderijan and Kermanshah tried to seize police stations, resulting in a fire in one of the buildings. [read post]
31 Oct 2012, 1:37 pm
Per the proposal, the Jumpstart Our Business Startups Act’s Title II would let issuers generally solicit investors for/advertise offerings under Regulation D Rule 506 and 1933 Securities Act Rule 144A as long as only qualified institutional buyers and accredited investors are the ones doing the buying. [read post]
