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14 Nov 2023, 9:01 pm by renholding
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
9 May 2008, 10:30 pm
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
8 Sep 2009, 2:56 am
Each fall for the last three years I have taken a look at the current trends and hot topics in the world of D&O. [read post]
12 Jun 2023, 1:09 pm by admin
In scientific publishing, when scientists make a mistake, they publish an erratum or a corrigendum. [read post]
29 Jan 2010, 9:36 am
Various members of the IPKat's human team were at the 2010 CLT IP Conference earlier today, and IPKat helper David Pearce gave a presentation on where we are now with patentable subject matter in Europe. [read post]
10 Nov 2015, 2:18 pm by D. Daxton White
In the brokerage firm context, the ones that are regulated by FINRA, again, your Morgan Stanley, your Merrill Lynch, your Smith Barney, etc., in that context, there are two models. [read post]
10 May 2010, 11:30 pm by Martin George
Richard Fentiman is Reader in Private International Law at the University of Cambridge, where he teaches the postgraduate course on International Commercial Litigation. [read post]
11 Feb 2012, 9:51 am by Rebecca Tushnet
Merrill & Smith: lowers the measurement costs of property conveyance—trying to figure out what the property is that you are getting. [read post]
21 Dec 2007, 7:39 am
The Wisconsin Cerebral Palsy Resource Guide is a Guide for individuals and families in Wisconsin affected by cerebral palsy. [read post]
14 Oct 2010, 6:44 pm
Tomorrow, the Treasury Department is supposed to release its Semi-Annual Report to Congress on International Economic and Exchange Rate Policies, in which it can deem countries to be "currency manipulators" under Sections 3004 and 3005 of the Omnibus Trade and Competitiveness Act of 1988. [read post]
5 May 2012, 11:25 am by Mandelman
And I heard that David Rosenberg, who used to be the Chief Economist at Merrill Lynch, is now working as a teller at B of A. [read post]
4 Oct 2023, 7:41 am by Norman L. Eisen
This repository contains a collection of information for researchers, journalists, educators, scholars, and the public at large. [read post]
12 Jul 2012, 6:23 am by D. Daxton White
In 2004, several major firms, including Citigroup, Merrill Lynch, and UBS Financial, entered into an agreement concerning broker solicitation of former clients after a change of employment. [read post]
13 Jan 2023, 6:08 am by Bob Ambrogi
Yesterday, I met via Zoom with the CEOs of the two companies, Dan Rabinowitz of Pre/Dicta and Rick Merrill of Gavelytics, to learn more about what led to the deal and what it might mean for the field of litigation analytics. [read post]
2 Oct 2020, 2:01 am by James Davis, Editor, HR Daily Advisor
So I quit that job, like any 22-year-old would do, and I took my very first Human Resources job as the assistant to the global CHRO at Merrill Lynch. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
15 Aug 2012, 7:49 am by Rob Robinson
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
3 Apr 2013, 12:47 pm by D. Daxton White
Churning claims arise out of the inherent conflict of interest involved because a financial advisor is compensated by commissions earned in buying and selling securities on behalf of a client. [read post]
13 May 2024, 9:05 pm by renholding
A contributing factor has been the expectation and demand of regulators during a crisis that the larger or healthier banks acquire the assets of the weaker or failing banks to save the banking system (see Tahyar, 2018, page 28 on Henry Paulson pressuring the BoA to acquire Merrill Lynch)[5]. [read post]