Search for: "SECURITIES CORP." Results 5061 - 5080 of 11,583
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25 Jan 2016, 6:30 am by D. Daxton White
IV)), ICON Investment, Hines Securities (HMS Income Fund), NorthStar Securities, and the Sierra Income Corp. [read post]
23 Jan 2016, 4:48 am by Naz Modirzadeh
Army/Marine Corps COIN Manual, an approach many have compared to CVE—frames the U.S. and global move to CVE as motivated by “learning” from “more than a decade since the searing experience of 9/11. [read post]
22 Jan 2016, 8:12 am by John Elwood
Lee, 15-446, presenting two questions about review of decisions rendered by the Patent and Trial Appeal Board; Microsoft Corp. v. [read post]
22 Jan 2016, 6:56 am by Adam Weinstein
Finally, since June 2014 Venturino has been registered with Aegis Capital Corp. out of the firm’s Melville, New York office location. [read post]
22 Jan 2016, 6:55 am by Adam Weinstein
Finally, since June 2013 Luftschein has was registered with Aegis Capital Corp. out of the firm’s Melville, New York office location. [read post]
22 Jan 2016, 6:19 am by Jim Sedor
The Securities and Exchange Commission (SEC) found former State Street Vice President Vincent DeBaggis entered into an agreement with Amer Ahmad, then Ohio deputy treasurer, to make illegal cash payments and political contributions. [read post]
21 Jan 2016, 9:45 pm by RegBlog
Army Corps of Engineers and the U.S. [read post]
21 Jan 2016, 9:40 am by Ronald Mann
The issue first reached the court in 2013, with Genesis HealthCare Corp. v. [read post]
21 Jan 2016, 4:39 am by William Lietzau
Misguided national security policies are bad, but an insubordinate military is worse. [read post]
20 Jan 2016, 1:15 pm by Elina Saxena
Following a shootout between the attackers and Pakistani security personnel, all four gunmen were killed before they could detonate their vests. [read post]
20 Jan 2016, 1:14 pm by Mark Astarita
The Securities and Exchange Commission today announced that Ocwen Financial Corp. has agreed to settle charges that it misstated financial results by using a flawed, undisclosed methodology to value complex mortgage assets.Ocwen agreed to pay a $2 million penalty after an SEC investigation found that the company inaccurately disclosed to investors that it independently valued these assets at fair value under U.S. [read post]
20 Jan 2016, 11:17 am by Arina Shulga
This no-action letter shows that the receipt of transaction-based compensation in connection with a securities transaction ALONE is enough to warrant registration.Similarly, in a June 2007 no-action letter to Hallmark Capital Corp. [read post]
20 Jan 2016, 9:37 am
Moreover, plaintiff alleges that because of defendants' false incident report, plaintiff has been unable to obtain the necessary security clearances to perform work in his field. [read post]