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28 Aug 2020, 5:00 am
As reported in the complaint, Mark Boucher, while in the employment of Raymond James Financial Services Inc., allegedly sold the securities of the elderly widow mentioned above and diverted the proceeds to his personal accounts. [read post]
27 Apr 2011, 1:10 pm
RockYou, Inc., a federal district court judge declined to dismiss a class action lawsuit arising from the loss of personal consumer information gathered by RockYou.com (“RockYou”), a Web site that creates applications for use with social networking sites such as Facebook and MySpace. [read post]
10 Apr 2017, 6:43 am
Prior interest or experience in the area of victims' issues would be useful but is not required. [read post]
1 Nov 2023, 12:38 pm
(CRD#:23131), MORGANTOWN, WV, B, 08/27/1986 – 11/02/2018, SIGNATOR INVESTORS, INC. [read post]
8 Aug 2022, 9:05 am
Hannes was reportedly affiliated with the following firms during his career in the securities industry, among others: 01/31/1994 – 12/18/2019, WOODBURY FINANCIAL SERVICES, INC. [read post]
12 Dec 2019, 9:02 pm
Documents not only make clear the group’s aim is securing an Ernst win in 2020, but they also show Ernst and her campaign worked in close concert with Iowa Values. [read post]
9 Jan 2019, 10:28 am
According to the Financial Industry Regulatory Authority Inc. [read post]
5 May 2020, 8:30 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
21 Apr 2023, 6:20 am
Turner was employed by UBS Financial Services Inc. from March 1996 through October 2021, then employed by Stifel Nicolaus & Co, Inc. from October 2021 to February 2022. [read post]
25 Mar 2016, 9:16 am
Options Exch., Inc. v. [read post]
20 Aug 2012, 4:12 am
Updated at 8:26 AM ET On Friday, August 17, 2012, ZAGG Inc. [read post]
20 Jun 2024, 7:02 am
Editor’s Note: Major players in the real estate technology landscape, Zillow Group Inc. and RealPage Inc., are grappling with significant legal challenges that underscore the intricate balance between innovation and regulatory compliance. [read post]
29 May 2019, 6:54 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
7 Mar 2018, 10:30 am
Unauthorized trading is often a gateway violation to other securities violations including churning, unsuitable investments, and excessive use of margin. [read post]
9 Dec 2019, 5:34 pm
From August 2013 through November 2016 Schiano was registered with now expelled firm Legend Securities, Inc. [read post]
An Agency’s Failure to Follow CEQA is Not a Defense to an Enforcement Action to Remove Encroachments
7 Nov 2023, 1:37 pm
For questions relating to this article or any other California land use, real estate, environmental and/or planning issues contact Abbott & Kindermann, Inc. at (916) 456-9595. [read post]
16 Nov 2022, 7:03 pm
VirnetX Inc. v. [read post]
14 Oct 2022, 11:25 am
Proposal 2 will enhance election integrity and increase election security by modernizing how we administer elections to ensure every vote counts. [read post]
5 Jul 2008, 4:51 pm
In Re: National Security Agency Telecommunications Records Litigation (Al-Haramain Islamic Foundation, Inc v. [read post]
11 Jul 2014, 5:47 am
As a background, leveraged ETFs use a combination of derivatives instruments and debt to multiply returns on an underlining asset, class of securities, or sector index. [read post]
