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5 Jul 2022, 3:14 am
In a record-setting order last week, a FINRA arbitration panel issued a $52 million defamation award to Dan Michalow – the former co-head of global hedge fund D.E. [read post]
4 Jul 2022, 9:00 pm
With the emergence of mass arbitration, companies that once promoted arbitration now seek to block employees from arbitrating claims. [read post]
4 Jul 2022, 7:46 pm
Securities and Exchange Commission, Respondent (Opinion, DC Cir)Oppenheimer Customer Wins Over $200,000 in FINRA Arbitration for Something Involving SomethingIn the Matter of the Arbitration Between Gerald A. [read post]
4 Jul 2022, 7:46 pm
In today's blog we got a FINRA arbitration and two federal lawsuits. [read post]
4 Jul 2022, 7:46 pm
Securities and Exchange Commission, Respondent (Opinion, DC Cir)Oppenheimer Customer Wins Over $200,000 in FINRA Arbitration for Something Involving SomethingIn the Matter of the Arbitration Between Gerald A. [read post]
4 Jul 2022, 7:46 pm
On June 13, 2022, the SEC ordered Charles Schwab & Co. to pay $52 million in disgorgement and prejudgment interest, and a $135 million civil penalty. [read post]
4 Jul 2022, 7:46 pm
Charles Schwab SIP Robo-Adviser Cited In FINRA Arbitration (BrokeAndBroker.com Blog)Charles Schwab SIP Robo-Adviser Cited In FINRA Arbitration (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6540/schwab-sip-finra/On June 13, 2022, the SEC ordered Charles Schwab & Co. to pay $52 million in disgorgement and prejudgment interest, and a $135 million civil penalty. [read post]
4 Jul 2022, 11:01 am
Here's the abstract:There are, broadly speaking, two general ways to study transnational dispute resolution, understood as international arbitration, transnational litigation, and business mediation. [read post]
4 Jul 2022, 9:08 am
Our Northstar (Bermuda) investment attorneys represent this investor in FINRA arbitration against Truist Investment Services. [read post]
4 Jul 2022, 6:36 am
In fact, two huge problems have emerged in recent years, where the Court has at least indirectly interfered with state common law: federal preemption and forced arbitration. [read post]
4 Jul 2022, 2:42 am
What Is Mandatory Arbitration? [read post]
3 Jul 2022, 6:06 pm
These updates on developments on PIL may include information on new laws, rules, and regulations; new judicial and arbitral decisions; new treaties and conventions; new scholarly work; new conferences; proposed new pieces of legislation; and the like. [read post]
3 Jul 2022, 8:00 am
Although not a respondent in the Financial Industry Regulatory Authority (FINRA) arbitration claim, Korsch allegedly unsuitably recommended this risky life settlement-backed bond to the customer. [read post]
2 Jul 2022, 4:57 pm
Our Naperville and Elmhurst mediation and arbitration lawyers handle emergency business lawsuits involving copyrights, trademarks, covenant not to compete, and many other disputes both in court before arbitration administrators including the Better Business Bureau (BBB), JAMS, American Arbitration Association (AAA) and others. [read post]
2 Jul 2022, 10:00 am
The Mavrick Law Firm represents businesses and their owners in breach of contract litigation and related claims of fraud, non-compete agreement litigation, trade secret litigation, trademark infringement litigation, employment litigation, and other legal disputes in federal and state courts and in arbitration. [read post]
1 Jul 2022, 12:25 pm
Law Firms for M&A, Real Estate, Construction, Land Use, and Immigration Law by The Legal 500, and ranked among the Best in International Arbitration: Latin America-Wide Chambers Global. [read post]
1 Jul 2022, 12:17 pm
Although the major purpose of the exam was to assess applicants’ understanding of Islam, the testing committee also posed questions about business laws, the penal code, arbitration, inheritance law, and other topics. [read post]
1 Jul 2022, 8:59 am
In the absence of a valid contract requiring arbitration, there was no basis for the trial court to order the parties to arbitrate. [read post]
1 Jul 2022, 5:16 am
In an Order that goes into effect today, July 1, 2022, the Pennsylvania Supreme Court has put into place a new rule amending Pennsylvania Rule of Civil Procedure 1311.1 to change the maximum limit of what a plaintiff may elect as the value of damages that they can recover in a trial on appeal from an arbitration award.Under the old rule, that limit was set at $25,000.Under the new rule, the maximum limit has been changed to "an amount equal to the jurisdictional limit for compulsory… [read post]
30 Jun 2022, 9:01 pm
An administrative agency, the National Mediation Board (NMB), is empowered to implement the legislation, including resolution of union representation requests and disputes over interference with employee and union rights. [read post]
