Search for: "Customer's Bank"
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10 Jul 2018, 1:38 pm
Earlier enforcement actions typically focused on the requirement that broker-dealers establish and comply with a written Customer Identification Program. [read post]
10 Jul 2018, 7:50 am
The trial court rejected this argument, noting: In some contexts, such as banking and commerce, it may readily be seen that an obligation on the part of the bank or merchant to use reasonable measures to safeguard a customer’s sensitive information is part of the bargain…. [read post]
10 Jul 2018, 6:40 am
On 27 June 2018, the Dutch Central Bank (De Nederlandsche Bank, DNB) published a news item on licence applications under the Payment Services Directive (2015/2366/EU) (recast) (PSD2) and certain new publications of the European Banking Authority (EBA) on PSD2. [read post]
10 Jul 2018, 12:00 am
To begin their customer base, these new business owners hit the internet to promote and sell their products. [read post]
9 Jul 2018, 2:03 pm
Whether banks are sufficiently cooperative in establishing secure interfaces and avoiding alternative, less secure, methods of accessing account data. [read post]
9 Jul 2018, 10:58 am
Tennison’s direction she processed a wire transfer from her bank account for what she understood to be a 12 month investment with a 5% enhancement. [read post]
6 Jul 2018, 1:55 pm
By Mark Young and Gemma Nash The UK Financial Conduct Authority (“FCA”) published on July 5 a joint Discussion Paper with the Prudential Regulation Authority (“PRA”) and the Bank of England (“BoE”) on “Building the UK financial sector’s operational resilience. [read post]
6 Jul 2018, 1:35 pm
Allegation: Uber tacked an $8.75 surcharge on customers heading to or from Boston airport, violating state law against "fictitious" fees. [read post]
5 Jul 2018, 9:30 pm
Boasberg ruled that the Immigration and Customs Enforcement (ICE) had not been following its 2009 directive, which requires ICE to make individualized parole determinations for asylum-seekers. [read post]
5 Jul 2018, 12:44 pm
If the American Institute for International Steel wins, customs officials would be forced to stop collecting the tariffs, and importers would be entitled to refunds. [read post]
5 Jul 2018, 12:16 pm
Describe what you sell and how it will benefit your potential customers. [read post]
5 Jul 2018, 7:45 am
For setting up tools to gather feedback on their efforts, including setting up ways to receive and respond to feedback from their employees and customers. [read post]
5 Jul 2018, 5:28 am
Does it change things if the woman is Bob’s sister and he paid her to recruit customers? [read post]
4 Jul 2018, 7:27 pm
The bank signed up 500,000 customers for online bill payment services without their knowledge, some of which carried fees. [read post]
3 Jul 2018, 9:34 am
KYC and AML regulations typically apply to banks, broker-dealers, FINRA members, and other financial institutions, as well as large cash transactions. [read post]
1 Jul 2018, 9:01 pm
The Court has applied the doctrine to bank records, in United States v. [read post]
1 Jul 2018, 6:31 pm
That's a creative way of reaching customers without having an extensive and expensive brick-and-mortar presence. [read post]
1 Jul 2018, 6:31 pm
That's a creative way of reaching customers without having an extensive and expensive brick-and-mortar presence. [read post]
30 Jun 2018, 9:10 am
Such technology is critical to USAA, which serves members of the U.S. military and their families, because unlike traditional banks USAA reaches its customers remotely, not in brick-and-mortar bank facilities. [read post]
29 Jun 2018, 10:10 am
ATS Registration Overview for Digital Asset Platforms Digital asset platforms located in the U.S. that facilitate trading and exchange of digital assets (which are deemed to be securities) are generally subject to securities laws requiring such platforms to be registered as a national securities exchange (“NSE”) or fall within an exemption from NSE registration. [read post]
