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18 Apr 2016, 8:21 am
The new tool is intended to improve the accuracy of fee calculations and minimize the need for corrections.The Registration Fee Estimator, created by the Filing Fees Branch in the SEC’s Office of Financial Management, is available at: http://ift.tt/1qTu7uU.The new online tool covers the most common filings companies use to register initial public offerings, debt offerings, asset-backed securities, closed-end mutual funds, limited partnerships, and small business… [read post]
7 Jun 2010, 8:50 am
Mr Mulligan added: "Darchem Engineering Limited failed to manage the risks from asbestos on the site, potentially exposing two of its workers to these hazardous fibres". [read post]
9 Oct 2018, 8:32 am
Continue reading The post 1st Global Capital Investors Solicited by Pinnacle Plus Wealth Management May Have Legal Claims appeared first on Investor Lawyers Blog. [read post]
20 Jan 2014, 4:05 am
My presentation is titled “Getting Prepared for Organic Growth: Using Business Entities as a Risk Management Tool. [read post]
27 Feb 2018, 2:20 pm
These policies and procedures should be designed to ensure that relevant information about cybersecurity risks and incidents is processed and reported to the appropriate personnel, including up the corporate ladder, so that senior management can make disclosure decisions. [read post]
21 Aug 2012, 4:48 am
So if you look at the top management of most large companies you will see mostly white males. [read post]
21 Sep 2018, 9:15 pm
Even though the discussion is focused on the hospitality industry, the lessons are applicable to companies, owners, and human resource managers operating in nearly every type of company and industry. [read post]
19 Sep 2017, 10:38 am
Senate investigation in 2013 uncovered Apple’s two Irish subsidiaries that were tax residents of neither the United States, where they are managed and controlled, nor Ireland, where they are incorporated. [read post]
19 Aug 2024, 10:03 am
Since July 1, 2021, the effective date of the legislation, most associations and management companies have experienced preparing and sending the Notice, or “NOLA. [read post]
27 Nov 2012, 11:29 am
" The misrepresentation was based on the managing member's failure to communicate to the minority members, in connection with an offer he had made for his family's company to purchase Peconic Bay for $5.6 million, that a third-party bidder had expressed a willingness to bid more than $6 million. [read post]
12 Sep 2020, 6:09 am
In other words, management cannot unilaterally decide to withhold its communications with company counsel from the board (or specified directors management deems to have a conflict). [read post]
19 Nov 2023, 6:20 am
” I will say that evaluating the SEC complaint ploy as a publicity stunt, you have to give the hackers some credit; they managed to get themselves (and their breach) into the Wall Street Journal. [read post]
16 Jan 2021, 9:42 pm
While companies have managed through these challenges for the past several months, this year-end close may be like no other as those issues continue to evolve and new challenges arise. [read post]
1 Jun 2010, 10:03 pm
These include: (a) listed companies;(b) companies registered under section 25 of the Companies Act, 1956;(c) vanishing companies;(d) companies where inspection or investigation is ordered and being carried out or yet to be taken up or where completed prosecutions arising out of such inspection or investigation are pending in the court;(e) companies where order under section 234 of the Companies Act, 1956 has been issued by the Registrar… [read post]
13 Nov 2008, 3:30 pm
Enterprise risk management is geared toward better informing senior management and boards about the overall risk profile of their company and better equipping those individuals to identify, assess and mitigate risk. [read post]
15 Dec 2022, 4:50 pm
Patel in the form of volume-based commissions paid to an independent contractor recruiter, Corum Group LLC, which used an associated company, Avior, to pay kickbacks to Dr. [read post]
23 Jan 2017, 2:50 pm
The ESMA has commented with the opinion that the intervention powers within MiFIR may create arbitrage situations between fund management companies themselves, as well as between fund management companies and MiFID firms. [read post]
14 Jul 2012, 3:55 pm
The dangerous drug lawyers at JONES WARD are dedicated to bringing you the most up-to-date information regarding defective drugs and the companies who make them, as it comes out. [read post]
14 Jul 2012, 3:55 pm
The dangerous drug lawyers at JONES WARD are dedicated to bringing you the most up-to-date information regarding defective drugs and the companies who make them, as it comes out. [read post]
19 Jan 2024, 6:39 pm
This uptick has not only heightened the legal and financial pressures on companies across various industries but also raised questions about the broader implications for the state’s business environment. [read post]
